BALANCE ASSET MANAGEMENT, LLC
CRD #138106 SEC #801-64990 NEW YORK, NY 212-974-3500
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 12, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUONGO, MARC, PETER | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | NA | |
| LUONGO, MARC, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| LUONGO, MARC, PETER | I | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | NA | |
| AUDI, STEVEN, ANTHONY | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| AUDI, STEVEN, ANTHONY | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| AUDI, STEVEN, ANTHONY | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| AUDI, STEVEN, ANTHONY | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| ROBIK, KEVIN, THOMAS | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| ROBIK, KEVIN, THOMAS | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| ROBIK, KEVIN, THOMAS | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| ROBIK, KEVIN, THOMAS | I | CO-CHIEF INVESTMENT OFFICER | C | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | A | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | A | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | A | Control |
| DIROCCO, JOHN, STEPHEN | I | CHIEF OPERATING OFFICER | A | Control |
Registrations
Federal
IA
Dec 12, 2005 REGISTERED
Notice Filings (1)
NY
Address
152 WEST 57TH STREETNEW YORK, NY 10019
USA
Phone: 212-974-3500