PLENARY ADVISORS, LLC
CRD #138120 SEC #801-64938 SPOKANE, WA 509-455-3588
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
10
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| LAW, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAW, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIMMONS, JAMES, MARVIN | I | PRESIDENT | NA | Control |
| SIMMONS, JAMES, MARVIN | I | PRESIDENT | NA | Control |
| SIMMS, JOHN, MALCOLM | I | PRESIDENT | NA | Control |
| ICM PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| ICM PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| ICM PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ICM ASSET MANAGEMENT INC | DE | ICM PARTNERS, LLC | E | Control |
| ICM ASSET MANAGEMENT INC | DE | ICM PARTNERS, LLC | E | Control |
| ICM ASSET MANAGEMENT INC | DE | ICM PARTNERS, LLC | E | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT, INC. | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT, INC. | D | Control |
| SIMMONS, JAMES, MARVIN | I | ICM ASSET MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
Nov 8, 2005 REGISTERED
Address
601 W. MAIN AVENUE, SUITE 600SPOKANE, WA 99201-0613
USA
Phone: 509-455-3588