RIA Intelligence

SANTA BARBARA ASSET MANAGEMENT, LLC

CRD #138123 SEC #801-65003 LOS ANGELES, CA 310-552-5100
SEC Registered
Total AUM
$7.5B
Discretionary
$7.5B
Employees
12
Clients
--
Accounts
2,949

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 14, 2021
Branch Offices
1
LEI
2549000DRW54SZT12Q54

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOOTHE, JAMES, RALPHICHIEF INVESTMENT OFFICER, PORTFOLIO MANAGERNA Control
BOUTIN, RICHARDIMANAGING DIRECTOR/SEC-TREASURERNA Control
BOUTIN, RICHARD, PETERIMANAGING DIRECTORNA Control
BOUTIN, RICHARD, PETERIMANAGING DIRECTORNA Control
BOUTIN, RICHARD, PETERIMANAGING DIRECTORNA Control
BOUTIN, RICHARD, PETERIMANAGING DIRECTOR/SEC-TREASURERNA Control
BOUTIN, RICHARD, PETERIMANAGING DIRECTORNA Control
BOUTIN, RICHARD, PETERIMANAGING DIRECTORNA Control
CHALUPNIK, DAVID, ALLENISENIOR MANAGING DIRECTOR, PORTFOLIO MANAGERNA Control
CHALUPNIK, DAVID, ALLENISENIOR MANAGING DIRECTOR, PORTFOLIO MANAGERNA Control
CHALUPNIK, DAVID, ALLENICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGERNA Control
CHALUPNIK, DAVID, ALLENICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGERNA Control
CHALUPNIK, DAVID, ALLENICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGERNA Control
CHALUPNIK, DAVID, ALLENICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGERNA Control
CROUSE, NANCY, MICO-CIO & PORTFOLIO MANAGERNA
CROUSE, NANCY, MICO-CIO & PORTFOLIO MANAGERNA
CROUSE, NANCY, MIMANAGING DIRECTOR & PORTFOLIO MANAGERNA
CROUSE, NANCY, MIMANAGING DIRECTOR & PORTFOLIO MANAGERNA
CROUSE, NANCY, MICO-CIO & PORTFOLIO MANAGERNA
CROUSE, NANCY, MICO-CIO & PORTFOLIO MANAGERNA
DARRIGO, PETER, HITREASURERNA
DARRIGO, PETER, HITREASURERNA
DARRIGO, PETER, HITREASURERNA
DARRIGO, PETER, HITREASURERNA
DARRIGO, PETER, HITREASURERNA
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIMANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT & CLIENT SERVICENA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
GOMEZ, JOHN, ASTORIPRESIDENTNA Control
HEFFERNAN, MAURICE, DICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
HEFFERNAN, MAURICE, DONALDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.ICHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.IMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.IMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.IMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
IUDICE, MARY ANN, C.IMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICERNA Control
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KEEFE, MARY, ELIZABETHICHIEF COMPLIANCE OFFICERNA
KUHN, PAULIVICE PRESIDENT MARKETINGNA Control
KUHN, PAUL, COOPERIVICE PRESIDENT MARKETINGNA Control
KUHN, PAUL, COOPERIVICE PRESIDENT MARKETINGNA Control
KUHN, PAUL, COOPERIVICE PRESIDENT MARKETINGNA Control
KUHN, PAUL, COOPERIVICE PRESIDENT MARKETINGNA Control
KUHN, PAUL, COOPERIVICE PRESIDENT MARKETINGNA Control
KUHN, PAUL, COOPERIVICE PRESIDENT MARKETINGNA Control
MAYFIELD, MICHAEL, GAGEIPRESIDENT CEO CIONA Control
MAYFIELD, MICHAEL, GAGEICEO AND CO-CIONA Control
MAYFIELD, MICHAEL, GAGEICEO AND CO-CIONA Control
MAYFIELD, MICHAEL, GAGEICEO AND CIONA Control
MAYFIELD, MICHAEL, GAGEICEO AND CIONA Control
MAYFIELD, MICHAEL, GAGEIPRESIDENT CEO CIONA Control
MAYFIELD, MICHAEL, GAGEIPRESIDENT CEO CIONA Control
MAYFIELD, MICHAEL, GAGEIPRESIDENT CEO CIONA Control
MAYFIELD, MICHAEL, GAGEIPRESIDENT CEO CIONA Control
MAYFIELD, MICHAEL, GAGEIPRESIDENT CEO CIONA Control
MAYFIELD, MICHAEL, GAGEIPRESIDENT CEO CIONA Control
MAYFIELD, MICHAEL, GAGEICEO AND CO-CIONA Control
MAYFIELD, MICHAEL, GAGEICEO AND CO-CIONA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKICHIEF COMPLIANCE OFFICERNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKIMANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKISENIOR MANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKISENIOR MANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKISENIOR MANAGING DIRECTOR, GENERAL COUNSELNA Control
MIZRACHI, AVI, MARKISENIOR MANAGING DIRECTOR, GENERAL COUNSELNA Control
MURPHY, LEO, JOHNIVICE PRESIDENT INSTITUTIONAL MARKETINGNA Control
MURPHY, LEO, JOHNIVICE PRESIDENT INSTITUTIONAL MARKETINGNA Control
MURPHY, LEO, JOHNIVICE PRESIDENT INSTITUTIONAL MARKETINGNA Control
MURPHY, LEO, JOHNIVICE PRESIDENT INSTITUTIONAL MARKETINGNA Control
MURPHY, LEO, JOHNIVICE PRESIDENT INSTITUTIONAL MARKETINGNA Control
MURPHY, LEO, JOHNIVICE PRESIDENT INSTITUTIONAL MARKETINGNA Control
MURPHY, LEO, JOHNIVICE PRESIDENT INSTITUTIONAL MARKETINGNA Control
OLSON, CAROL, LYNNICHIEF COMPLIANCE OFFICERNA
OLSON, CAROL, LYNNICHIEF COMPLIANCE OFFICERNA
PARK, DAVID, SUNG MINIMANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCHNA Control
PARK, DAVID, SUNG MINIMANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR OF RESEARCHNA Control
PARK, DAVID, SUNG MINICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCHNA Control
PARK, DAVID, SUNG MINICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCHNA Control
PARK, DAVID, SUNG MINICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCHNA Control
PARK, DAVID, SUNG MINICO-HEAD OF SANTA BARBARA ASSET MANAGEMENT, PORTFOLIO MANAGER & DIRECTOR OF RESEARCHNA Control
SPENCER, STEVEN, DANIELICHIEF OPERATING OFFICERNA
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELICHIEF OPERATING OFFICERNA
SPENCER, STEVEN, DANIELICHIEF OPERATING OFFICERNA
SPENCER, STEVEN, DANIELICHIEF OPERATING OFFICERNA
SPENCER, STEVEN, DANIELICHIEF OPERATING OFFICERNA
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
SPENCER, STEVEN, DANIELIPRESIDENT AND CHIEF OPERATING OFFICERNA Control
THARAKAN, GEORGE, MIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA Control
THARAKAN, GEORGE, MATHEWIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA Control
THARAKAN, GEORGE, MATHEWIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA
THARAKAN, GEORGE, MATHEWIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA Control
THARAKAN, GEORGE, MATHEWIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA Control
THARAKAN, GEORGE, MATHEWIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA Control
THARAKAN, GEORGE, MATHEWIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA Control
THARAKAN, GEORGE, MATHEWIDIRECTOR OF RESEARCH/PORTFOLIO MANAGERNA Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control
NUVEEN INVESTMENTS, INC.DEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MADISON DEARBORN PARTNERSDEMADISON DEARBORN PARTNERS V-A&C, L.P.F Control
MADISON DEARBORN PARTNERSDEMADISON DEARBORN PARTNERS V-A&C, L.P.F Control
MADISON DEARBORN PARTNERSDEMADISON DEARBORN PARTNERS V-A&C, L.P.F Control
MADISON DEARBORN PARTNERSDEMADISON DEARBORN PARTNERS V-A&C, L.P.F Control
MADISON DEARBORN PARTNERSDEMADISON DEARBORN PARTNERS V-A&C, L.P.F Control
MADISON DEARBORN PARTNERSDEMADISON DEARBORN PARTNERS V-A&C, L.P.F Control
MADISON DEARBORN PARTNERSDEMADISON DEARBORN PARTNERS V-A&C, L.P.F Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMDCP HOLDCO (WINDY), LLCF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMDCP HOLDCO (WINDY), LLCF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMDCP HOLDCO (WINDY), LLCF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMADISON DEARBORN CAPITAL PARTNERS V-A, L.PF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMDCP HOLDCO (WINDY), LLCF Control
MADISON DEARBORN PARTNERS V-A&C, L.P.DEMDCP HOLDCO (WINDY), LLCF Control
MERRILL LYNCH GP INC.DEMLGPE PARTNERS II, LPF
MERRILL LYNCH GP INC.DEMLGPE PARTNERS II, LPF
MERRILL LYNCH GP INC.DEMLGPE PARTNERS II, LPF
MLGPE PARTNERS II, LPDEMLGPE FUND US II, LPF
MLGPE PARTNERS II, LPDEMLGPE FUND US II, LPF
MLGPE PARTNERS II, LPDEMLGPE FUND US II, LPF
MLGPE PARTNERS II, LPDEMLGPE FUND US II, LPF
BANK OF AMERICA CORPORATIONDEMERRILL LYNCH & CO. INC.E
BANK OF AMERICA CORPORATIONDEMERRILL LYNCH & CO. INC.E
MADISON DEARBORN CAPITAL PARTNERS V-A, L.P.DEMDCP HOLDCO (WINDY), LLCE Control
MADISON DEARBORN CAPITAL PARTNERS V-A, L.P.DEMDCP HOLDCO (WINDY), LLCE Control
MADISON DEARBORN CAPITAL PARTNERS V-A, L.P.DEMDCP HOLDCO (WINDY), LLCE Control
MADISON DEARBORN CAPITAL PARTNERS V-A, L.P.DEMDCP HOLDCO (WINDY), LLCE Control
MERRILL LYNCH & CO., INC.DEMERRILL LYNCH GROUP, INC.E
MERRILL LYNCH & CO., INC.DEMERRILL LYNCH GROUP, INC.E
MERRILL LYNCH & CO., INC.DEMERRILL LYNCH GROUP, INC.E
MERRILL LYNCH & CO., INC.DEMERRILL LYNCH GROUP, INC.E
MERRILL LYNCH GROUP, INC.DEMERRILL LYNCH GP INC. & ML IBK POSITIONS, INC.E
MERRILL LYNCH GROUP, INC.DEMERRILL LYNCH GP INC. & ML IBK POSITIONS, INC.E
MERRILL LYNCH GROUP, INC.DEML IBK POSITIONS, INC.E
MERRILL LYNCH GROUP, INC.DEMERRILL LYNCH GP INC. & ML IBK POSITIONS, INC.E
ML IBK POSITIONS, INCDEMLGPE FUND US II, LPE
ML IBK POSITIONS, INCDEMLGPE FUND US II, LPE
ML IBK POSITIONS, INCDEMLGPE FUND US II, LPE
ML IBK POSITIONS, INCDEMLGPE FUND US II, LPE
ML WINDY CITY INVESTMENTS HOLDINGS LLCDEWINDY CITY INVESTMENTS HOLDINGS LLCE
MLGPE FUND US II, LPDEMLGPE U.S. STRATEGIES LLCE
MLGPE FUND US II, LPDEMLGPE U.S. STRATEGIES LLCE
MLGPE FUND US II, LPDEMLGPE U.S. STRATEGIES LLCE
MLGPE FUND US II, LPDEMLGPE U.S. STRATEGIES LLCE
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN FINANCE, LLCDENUVEEN HOLDINGS 1, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS 1, INC.DENUVEEN HOLDINGS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN HOLDINGS, INC.DENUVEEN INVESTMENTS, INC.E Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
NUVEEN, LLCDENUVEEN FINANCE, LLCE Control
TAM FINANCE COMPANY, LLCDEWINDY CITY INVESTMENTS, INC.E Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADETIAA ASSET MANAGEMENT, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADETIAA ASSET MANAGEMENT, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADETIAA GLOBAL ASSET MANAGEMENT, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADETIAA GLOBAL ASSET MANAGEMENT, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICADENUVEEN, LLCE Control
TIAA ASSET MANAGEMENT FINANCE COMPANY, LLCDENUVEEN HOLDINGS, INC.E Control
TIAA ASSET MANAGEMENT FINANCE COMPANY, LLCDENUVEEN HOLDINGS, INC.E Control
TIAA ASSET MANAGEMENT FINANCE COMPANY, LLCDENUVEEN HOLDINGS, INC.E Control
TIAA ASSET MANAGEMENT, LLCDETAM FINANCE COMPANY, LLCE Control
TIAA ASSET MANAGEMENT, LLCDETIAA ASSET MANAGEMENT FINANCE COMPANY, LLCE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA BOARD OF OVERSEERSDETEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICAE Control
TIAA GLOBAL ASSET MANAGEMENT, LLCDETIAA ASSET MANAGEMENT FINANCE COMPANY, LLCE Control
TIAA GLOBAL ASSET MANAGEMENT, LLCDETIAA ASSET MANAGEMENT FINANCE COMPANY, LLCE Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS HOLDINGS, LLCDEWINDY CITY INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
WINDY CITY INVESTMENTS, INC.DENUVEEN INVESTMENTS, INC.E Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
MDCP HOLDCO (WINDY), LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC Control
ML WINDY CITY INVESTMENTS HOLDINGS LLCDEWINDY CITY INVESTMENTS HOLDINGS LLCC
ML WINDY CITY INVESTMENTS HOLDINGS LLCDEWINDY CITY INVESTMENTS HOLDINGS LLCC
MLGPE U.S. STRATEGIES LLCDEML WINDY CITY INVESTMENTS HOLDINGS, LLCC
MLGPE U.S. STRATEGIES LLCDEML WINDY CITY INVESTMENTS HOLDINGS, LLCC
MLGPE U.S. STRATEGIES LLCDEWINDY CITY INVESTMENTS HOLDINGS, LLCC
MLGPE U.S. STRATEGIES LLCDEML WINDY CITY INVESTMENTS HOLDINGS, LLCC

Registrations

Federal

IA
Sep 14, 2021 REGISTERED

Notice Filings (52)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV

Address

2029 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES, CA 90067
United States
Phone: 310-552-5100