PRESIDIUM RETIREMENT ADVISERS, INC.
Legal name: PRESIDIUM
CRD #138132 SEC #801-65318 CHARLOTTE, NC 866-371-2399
SEC Registered
Total AUM
$112M
Discretionary
$16.3M
Employees
1
Clients
--
Accounts
8
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CANNON, ROBERT, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CANNON, ROBERT, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CANNON, ROBERT, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAMBERS, MATTHEW, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COMER, ANNE, NICKELL | I | DIRECTOR OF INSTITUTIONAL CONSULTING | NA | Control |
| COMER, ANNE, NICKELL | I | DIRECTOR OF INSTITUTIONAL CONSULTANT | NA | Control |
| COMER, ANNE, NICKELL | I | DIRECTOR OF INSTITUTIONAL CONSULTANT | NA | Control |
| COMER, ANNE, NICKELL | I | DIRECTOR OF INSTITUTIONAL CONSULTANT | NA | Control |
| COMER, ANNE, NICKELL | I | DIRECTOR OF INSTITUTIONAL CONSULTING; VICE PRESIDENT | NA | Control |
| COMER, ANNE, NICKELL | I | DIRECTOR OF INSTITUTIONAL CONSULTING; VICE PRESIDENT | NA | Control |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DENNIS, PATRICK, MEDARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| BREEN FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BREEN FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BREEN FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BREEN FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BREEN FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| BREEN FINANCIAL CORPORATION | DE | SHAREHOLDER | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| COMER, ANNE, NICKELL | I | PRESIDENT | E | Control |
| COMER, ANNE, NICKELL | I | CFO | E | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CCO | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| CANIPE, RICKY, GENE | I | CHIEF INVESTMENT STRATEGIST/CHIEF COMPLIANCE OFFICER | D | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | SHAREHOLDER | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, ANNE, NICKELL | I | SHAREHOLDER | C | Control |
| COMER, ANNE, NICKELL | I | CFO | C | Control |
| COMER, III, JAMES, THOMAS | I | PRESIDENT | C | Control |
| COMER, III, JAMES, THOMAS | I | PRESIDENT | C | Control |
| COMER, III, JAMES, THOMAS | I | PRESIDENT | C | Control |
| COMER, III, JAMES, THOMAS | I | PRESIDENT | C | Control |
| COMER, III, JAMES, THOMAS | I | CONSULTANT | C | Control |
| COMER, JAMES, THOMAS | I | PRESIDENT | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HORIZON INVESTMENTS LLC | DE | BREEN FINANCIAL CORP | E | Control |
| HORIZON INVESTMENTS LLC | DE | BREEN FINANCIAL CORP | E | Control |
| HORIZON INVESTMENTS LLC | DE | BREEN FINANCIAL CORP | E | Control |
| HORIZON INVESTMENTS LLC | DE | BREEN FINANCIAL CORP | E | Control |
| HORIZON INVESTMENTS LLC | DE | BREEN FINANCIAL CORP | E | Control |
| HORIZON INVESTMENTS LLC | DE | BREEN FINANCIAL CORP | E | Control |
| CANNON, ROBERT, JOSEPH | I | HORIZON INVESTMENTS LLC | D | Control |
| CANNON, ROBERT, JOSEPH | I | HORIZON INVESTMENTS LLC | D | Control |
| CANNON, ROBERT, JOSEPH | I | HORIZON INVESTMENTS LLC | D | Control |
Registrations
Federal
IA
Jan 27, 2017 REGISTERED
Notice Filings (6)
FL GA NC SC TN VA
Address
13024 BALLANTYNE CORPORATE PLACESUITE 225
CHARLOTTE, NC 28277
United States
Phone: 866-371-2399