THE WAVE MANAGEMENT COMPANY, LLC
CRD #138227 SEC #801-65406 CHARLESTON, SC 843-377-2700
SEC Registered
Total AUM
$40M
Discretionary
$40M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, SHEPPARD, HOMANS | I | CEO | NA | Control |
| DAVIS, SHEPPARD, HOMANS | I | CEO | NA | Control |
| DAVIS, SHEPPARD, HOMANS | I | CEO | NA | Control |
| DAVIS, SHEPPARD, HOMANS | I | CEO | NA | Control |
| DAVIS, SHEPPARD, HOMANS | I | CEO | NA | Control |
| DOUGHERTY, KELLY, ANNE | I | COO AND CCO | NA | |
| DOUGHERTY, KELLY, ANNE | I | COO AND CCO | NA | |
| DOUGHERTY, KELLY, ANNE | I | COO AND CHIEF COMPLIANCE OFFICER | NA | |
| DOUGHERTY, KELLY, ANNE | I | COO | NA | |
| DOUGHERTY, KELLY, ANNE | I | COO AND CHIEF COMPLIANCE OFFICER | NA | |
| MULLINS, ANSEL, C | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MULLINS, ANSEL, C | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MULLINS, ANSEL, CALMES | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MULLINS, ANSEL, CALMES | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| MULLINS, ANSEL, CALMES | I | MANAGING DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| THE WAVE MANAGEMENT GROUP, LLC | DE | MANAGING MEMBER | D | Control |
| THE WAVE MANAGEMENT GROUP, LLC | DE | MANAGING MEMBER | D | Control |
| THE WAVE MANAGEMENT GROUP, LLC | DE | MANAGING MEMBER | D | Control |
| THE WAVE MANAGEMENT GROUP, LLC | DE | MANAGING MEMBER | D | Control |
| THE WAVE MANAGEMENT GROUP, LLC | DE | MANAGING MEMBER | D | Control |
| CZI II WAVE HOLDINGS, LLC | DE | SPECIAL MEMBER | C | Control |
| CZI II WAVE HOLDINGS, LLC | DE | SPECIAL MEMBER | C | Control |
| CZI II WAVE HOLDINGS, LLC | DE | SPECIAL MEMBER | C | Control |
| CZI II WAVE HOLDINGS, LLC | DE | SPECIAL MEMBER | C | Control |
| CZI II WAVE HOLDINGS, LLC | DE | SPECIAL MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DAVIS, SHEPPARD, HOMANS | I | THE WAVE MANAGEMENT GROUP, LLC | E | Control |
| DAVIS, SHEPPARD, HOMANS | I | THE WAVE MANAGEMENT GROUP, LLC | E | Control |
| DAVIS, SHEPPARD, HOMANS | I | THE WAVE MANAGEMENT GROUP, LLC | E | Control |
| DAVIS, SHEPPARD, HOMANS | I | THE WAVE MANAGEMENT GROUP, LLC | E | Control |
| DAVIS, SHEPPARD, HOMANS | I | THE WAVE MANAGEMENT GROUP, LLC | E | Control |
| ZURICH CZI MANAGEMENT HOLDINGS, LTD | DE | CZI II WAVE HOLDINGS, LLC | E | Control |
| ZURICH CZI MANAGEMENT HOLDINGS, LTD | DE | CZI II WAVE HOLDINGS, LLC | E | Control |
| ZURICH CZI MANAGEMENT HOLDINGS, LTD | DE | CZI II WAVE HOLDINGS, LLC | E | Control |
| ZURICH CZI MANAGEMENT HOLDINGS, LTD | DE | CZI II WAVE HOLDINGS, LLC | E | Control |
| ZURICH CZI MANAGEMENT HOLDINGS, LTD | DE | CZI II WAVE HOLDINGS, LLC | E | Control |
| ZURICH FINANCIAL SERVICES | FE | ALLIED ZURICH PLC | E | Control |
| ZURICH FINANCIAL SERVICES | FE | ALLIED ZURICH PLC | E | Control |
| ZURICH FINANCIAL SERVICES | FE | ALLIED ZURICH PLC | E | Control |
| ZURICH FINANCIAL SERVICES | FE | ALLIED ZURICH PLC | E | Control |
| ZURICH FINANCIAL SERVICES | FE | ALLIED ZURICH PLC | E | Control |
| ZURICH GROUP HOLDING | FE | ZURICH INSURANCE COMPANY | E | Control |
| ZURICH GROUP HOLDING | FE | ZURICH INSURANCE COMPANY | E | Control |
| ZURICH GROUP HOLDING | FE | ZURICH INSURANCE COMPANY | E | Control |
| ZURICH GROUP HOLDING | FE | ZURICH INSURANCE COMPANY | E | Control |
| ZURICH GROUP HOLDING | FE | ZURICH INSURANCE COMPANY | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA, INC. | DE | ZURICH CZI MANAGEMENT HOLDINGS LTD. | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA, INC. | DE | ZURICH CZI MANAGEMENT HOLDINGS LTD. | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA, INC. | DE | ZURICH CZI MANAGEMENT HOLDINGS LTD. | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA, INC. | DE | ZURICH CZI MANAGEMENT HOLDINGS LTD. | E | Control |
| ZURICH HOLDING COMPANY OF AMERICA, INC. | DE | ZURICH CZI MANAGEMENT HOLDINGS LTD. | E | Control |
| ZURICH INSURANCE COMPANY | DE | ZURICH HOLDING COMPANY OF AMERICA, INC. | E | Control |
| ZURICH INSURANCE COMPANY | DE | ZURICH HOLDING COMPANY OF AMERICA, INC. | E | Control |
| ZURICH INSURANCE COMPANY | DE | ZURICH HOLDING COMPANY OF AMERICA, INC. | E | Control |
| ZURICH INSURANCE COMPANY | DE | ZURICH HOLDING COMPANY OF AMERICA, INC. | E | Control |
| ZURICH INSURANCE COMPANY | DE | ZURICH HOLDING COMPANY OF AMERICA, INC. | E | Control |
| ZURICH FINANCIAL SERVICES | FE | ZURICH GROUP HOLDING | D | Control |
| ZURICH FINANCIAL SERVICES | FE | ZURICH GROUP HOLDING | D | Control |
| ZURICH FINANCIAL SERVICES | FE | ZURICH GROUP HOLDING | D | Control |
| ZURICH FINANCIAL SERVICES | FE | ZURICH GROUP HOLDING | D | Control |
| ZURICH FINANCIAL SERVICES | FE | ZURICH GROUP HOLDING | D | Control |
| ALLIED ZURICH PLC | FE | ZURICH GROUP HOLDING | C | Control |
| ALLIED ZURICH PLC | FE | ZURICH GROUP HOLDING | C | Control |
| ALLIED ZURICH PLC | FE | ZURICH GROUP HOLDING | C | Control |
| ALLIED ZURICH PLC | FE | ZURICH GROUP HOLDING | C | Control |
| ALLIED ZURICH PLC | FE | ZURICH GROUP HOLDING | C | Control |
Registrations
Federal
IA
Dec 14, 2005 REGISTERED
Notice Filings (1)
SC
Address
4 QUEEN STREETCHARLESTON, SC 29401
USA
Phone: 843-377-2700