RIA Intelligence

TRADEWINDS INVESTMENT MANAGEMENT, L.P.

CRD #138261 SEC #801-64991 SAUSALITO, CA 415-289-0500
SEC Registered Private Funds
Total AUM
$29.3M
Discretionary
$29.3M
Employees
2
Clients
--
Accounts
5

Firm Details

Organization Type
Partnership
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 16, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
RHODES, SPENCER, GARRETTICCONA
TRADEWINDS INVESTMENT ASSOCIATES, LLCDEGENERAL PARTNERNA Control
TRADEWINDS INVESTMENT ASSOCIATES, LLCDEGENERAL PARTNERNA Control
TRADEWINDS INVESTMENT ASSOCIATES, LLCDEGENERAL PARTNERNA Control
TRADEWINDS INVESTMENT ASSOCIATES, LLCDEGENERAL PARTNERNA Control
PETERS, SCOTT, PHILIPILIMITED PARTNERD Control
PETERS, SCOTT, PHILIPIMANAGING MEMBER OF GPD Control
PETERS, SCOTT, PHILIPILIMITED PARTNERD Control
PETERS, SCOTT, PHILIPILIMITED PARTNERD Control
PETERS, SCOTT, PHILIPIGENERAL PARTNERD Control
PETERS, SCOTT, PHILIPIMANAGING MEMBER OF THE GENERAL PARTNERD Control
SCANNELL, ROBERT, WILLIAMICHIEF COMPLIANCE OFFICER/LIMITED PARTNERD Control
SCANNELL, ROBERT, WILLIAMIMANAGING MEMBER OF GPD Control
SCANNELL, ROBERT, WILLIAMICHIEF COMPLIANCE OFFICER/LIMITED PARTNERD Control
SCANNELL, ROBERT, WILLIAMICHIEF COMPLIANCE OFFICER/LIMITED PARTNERD Control
SCANNELL, ROBERT, WILLIAMICCO AND GENERAL PARTNERD Control
SCANNELL, ROBERT, WILLIAMIMANAGING MEMBER OF THE GENERAL PARTNERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
PETERS, SCOTT, PHILIPITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control
PETERS, SCOTT, PHILIPITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control
PETERS, SCOTT, PHILIPITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control
PETERS, SCOTT, PHILIPITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control
SCANNELL, ROBERT, WILLIAMITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control
SCANNELL, ROBERT, WILLIAMITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control
SCANNELL, ROBERT, WILLIAMITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control
SCANNELL, ROBERT, WILLIAMITRADEWINDS INVESTMENT ASSOCIATES, LLCD Control

Registrations

Federal

IA
May 16, 2013 REGISTERED

Notice Filings (1)

CA

Address

THREE HARBOR DRIVE
SUITE 213
SAUSALITO, CA 94965
United States
Phone: 415-289-0500