SOUTHRIDGE CAPITAL MANAGEMENT LLC
CRD #138267 SEC #801-65125 RIDGEFIELD, CT 203-431-8300
SEC Registered
Total AUM
$129.7M
Discretionary
$129.7M
Employees
10
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 12, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HICKS, STEPHEN, MURRAY | I | MANAGING DIRECTOR | NA | Control |
| SARGENT, HENRY, BARRY | I | CCO | NA | Control |
| SARGENT, HENRY, BARRY | I | CCO | NA | Control |
| HICKS, STEPHEN, MURRAY | I | MANAGING DIRECTOR / OWNER | E | Control |
| SUNODIA PARTNERS LP | DE | OWNER | E | Control |
| SUNODIA PARTNERS LP | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HICKS, STEPHEN, MURRAY | I | SUNODIA PARTNERS LP | E | Control |
| HICKS, MARY | I | SUNODIA PARTNERS LP | C | |
| HICKS, MARY, CECILIA | I | SUNODIA PARTNERS LP | C |
Registrations
Federal
IA
Jan 12, 2006 REGISTERED
Notice Filings (1)
CT
Address
90 GROVE STREETSUITE 204
RIDGEFIELD, CT 6877
USA
Phone: 203-431-8300