RIA Intelligence

AVESTA CAPITAL ADVISORS LLC

CRD #138296 SEC #801-65495 NEW YORK, NY 212-332-8868
SEC Registered
Total AUM
$639.4M
Discretionary
$639.4M
Employees
--
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 23, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AVESTA BT INC.DELIMITED LIABILITY MEMBERNA Control
AVESTA BT INC.DELIMITED LIABILITY MEMBERNA Control
AVESTA BT INC.DELIMITED LIABILITY MEMBERNA Control
AVESTA BT INC.DELIMITED LIABILITY MEMBERNA Control
AVESTA BT INC.DELIMITED LIABILITY MEMBERNA Control
FOWLER, WENDELL, LEEICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FOWLER, WENDELL, LEEICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FOWLER, WENDELL, LEEICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FOWLER, WENDELL, LEEICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
FOWLER, WENDELL, LEEICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
TUNG, WILLIAM, ROBERTICEOE Control
TUNG, WILLIAM, ROBERTICEOE Control
TUNG, WILLIAM, ROBERTICEOE Control
TUNG, WILLIAM, ROBERTICEOE Control
TUNG, WILLIAM, ROBERTICEOE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
TUNG, WILLIAM, ROBERTIAVESTA BT, INC.E Control
TUNG, WILLIAM, ROBERTIAVESTA BT, INC.E Control
TUNG, WILLIAM, ROBERTIAVESTA BT, INC.E Control
TUNG, WILLIAM, ROBERTIAVESTA BT, INC.E Control
TUNG, WILLIAM, ROBERTIAVESTA BT, INC.E Control

Registrations

Federal

IA
Oct 23, 2009 REGISTERED

Notice Filings (1)

NY

Address

ONE BRYANT PARK
39TH FLOOR
NEW YORK, NY 10036
United States
Phone: 212-332-8868