WALLENDER, TIMOTHY JOSEPH
CRD #138301 SEC #801-131292 MANHATTAN BEACH, CA 310-318-3255
SEC Registered
Total AUM
$114.9M
Discretionary
$114.9M
Employees
1
Clients
101
Accounts
295
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WALLENDER, TIMOTHY | I | CCO | E | Control |
| WALLENDER, TIMOTHY | I | OWNER, CCO | E | Control |
| WALLENDER, TIMOTHY | I | CCO | E | Control |
| WALLENDER, TIMOTHY | I | OWNER, CCO | E | Control |
Registrations
Federal
IA
May 28, 2025 REGISTERED
Notice Filings (1)
CA
Address
1129 HIGHLAND AVE #203MANHATTAN BEACH, CA 90266
United States
Phone: 310-318-3255