GROTON ASSET MANAGEMENT LLC
CRD #138314 SEC #801-65001 NEW YORK, NY 212-430-1800
SEC Registered
Total AUM
$38.1M
Discretionary
$0
Employees
5
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRANZBLAU, NOAH | I | CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| FRANZBLAU, NOAH | I | CHIEF COMPLIANCE OFFICER & SECRETARY | NA | Control |
| FRANZBLAU, NOAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | CHIEF FINANCIAL & CHIEF OPERATING OFFICER | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | CHIEF FINANCIAL & CHIEF OPERATING OFFICER | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | CHIEF FINANCIAL & CHIEF OPERATING OFFICER | NA | Control |
| TEAGLE, WALTER, CLARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TEAGLE, WALTER, CLARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TEAGLE, WALTER, CLARK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GROTON PARTNERS LLC | DE | MEMBER | E | Control |
| GROTON PARTNERS LLC | DE | MEMBER | E | Control |
| GROTON PARTNERS LLC | DE | MEMBER | E | Control |
| GROTON PARTNERS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANZBLAU, NOAH | I | GROTON PARTNERS LLC | F | Control |
| FRANZBLAU, NOAH | I | GROTON PARTNERS LLC | F | Control |
| GRIFFITHS, JEREMY, HUGH | I | GROTON PARTNERS LLC | F | Control |
| GRIFFITHS, JEREMY, HUGH | I | GROTON PARTNERS LLC | F | Control |
| LOVEJOY, JESSE, ROBERT | I | GROTON PARTNERS LLC | F | Control |
| LOVEJOY, JESSE, ROBERT | I | GROTON PARTNERS LLC | F | Control |
| MACASKILL, JOHN | I | GROTON PARTNERS LLC | F | Control |
| MACASKILL, JOHN | I | GROTON PARTNERS LLC | F | Control |
| RINALDINI, LUIS, EMILIO | I | GROTON PARTNERS LLC | F | Control |
| RINALDINI, LUIS, EMILIO | I | GROTON PARTNERS LLC | F | Control |
| TEAGLE, WALTER, CLARK | I | GROTON PARTNERS LLC | F | Control |
| TEAGLE, WALTER, CLARK | I | GROTON PARTNERS LLC | F | Control |
| YURCIK, JOSEPH, T | I | GROTON PARTNERS LLC | F | Control |
| YURCIK, JOSEPH, T | I | GROTON PARTNERS LLC | F | Control |
| RINALDINI, LUIS, EMILIO | I | GROTON PARTNERS LLC | E | Control |
| RINALDINI, LUIS, EMILIO | I | GROTON PARTNERS LLC | E | Control |
Registrations
Federal
IA
May 1, 2007 REGISTERED
Notice Filings (1)
NY
Address
640 FIFTH AVENUE SUITE 1700NEW YORK, NY 10019
USA
Phone: 212-430-1800