POLYGON CREDIT HOLDINGS LTD.
CRD #138316 SEC #801-65104 NEW YORK, NY 212-359-7300
SEC Registered
Total AUM
$78.7M
Discretionary
$78.7M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Other (specify) (EXEMPTED COMPANY)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 30, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLAND, PHILIP | I | CHIEF FINANCIAL OFFICER | NA | Control |
| COTE, SEAN, A | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITH, READE, EUGENE | I | PRINCIPAL | NA | Control |
| JACKSON, ALEXANDER, EDWARD | I | PRINCIPAL; DIRECTOR | NA | Control |
| ROBERTSON, HEATHER, L | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | Control |
| AEJ HOLDCO LTD. | FE | EQUITYHOLDER | C | Control |
| REG HOLDCO LTD. | FE | EQUITYHOLDER | C | Control |
| DEAR, PATRICK, GILES GAUNTLETT | I | PRINCIPAL; EQUITYHOLDER | B | Control |
| PATRICK G. G. DEAR CHILDREN'S SETTLEMENT | FE | EQUITYHOLDER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DERRICK, HUGH, G.B. | I | PATRICK G. G. DEAR CHILDREN'S SETTLEMENT | F | Control |
| GRIFFITH, READE, EUGENE | I | REG HOLDCO LTD. | D | Control |
| JACKSON, ALEXANDER, EDWARD | I | AEJ HOLDCO LTD. | D | Control |
| GRIFFITH DESCENDANTS' 2002 TRUST | DE | REG HOLDCO LTD. | C | Control |
| JACKSON DESCENDANTS' 2002 TRUST | DE | AEJ HOLDCO LTD. | C | Control |
Registrations
Federal
IA
Nov 30, 2005 REGISTERED
Address
598 MADISON AVENUE14TH FLOOR
NEW YORK, NY 10022
UNITED STATES OF AMERICA
Phone: 212-359-7300