RIA Intelligence

GROSSMAN FIXED INCOME ASSET MANAGEMENT, LLC

CRD #138332 SEC #801-65094 GREENWICH, CT 203-983-5600
SEC Registered
Total AUM
$93.7M
Discretionary
$93.7M
Employees
5
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ENQUIST, STEPHEN, PAULITREASURERNA Control
ENQUIST, STEPHEN, PAULIASSISTANT TREASURERNA Control
ENQUIST, STEPHEN, PAULIASSISTANT TREASURERNA Control
ENQUIST, STEPHEN, PAULIASSISTANT TREASURERNA Control
GROSSMAN, SANFORDICHAIRMAN, CEO AND MANAGING MEMBERNA Control
GROSSMAN, SANFORDIPRESIDENTNA Control
WILSON, BRUCE, IVANIPRESIDENT & TREASURERNA Control
WILSON, BRUCE, IVANIPRESIDENT & TREASURERNA Control
WILSON, BRUCE, IVANISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
WILSON, BRUCE, IVANIPRESIDENT & TREASURERNA Control
WILSON, BRUCE, IVANISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
ZIMMERMAN, DAVID, LEWISISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
ZIMMERMAN, DAVID, LEWISISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
GROSSMAN FAMILY PARTNERS III, L.P.DEMEMBERE Control
GROSSMAN, SANFORDICHAIRMAN AND CEOE Control
GROSSMAN, SANFORDICHAIRMAN AND CEOE Control
GROSSMAN, SANFORDICHAIRMAN AND CEOE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GROSSMAN, SANFORDIGROSSMAN FAMILY PARTNERS III, L.P.F Control
GROSSMAN, SANFORDISANFORD GROSSMAN 2005 GRATF Control
KIHLSTROM, RICHARDISANFORD GROSSMAN 2005 GRATF Control
SANFORD GROSSMAN 2005 GRATDEGROSSMAN FAMILY PARTNERS III, L.P.E Control

Registrations

Federal

IA
Mar 29, 2007 REGISTERED

Notice Filings (1)

CT

Address

10 GLENVILLE STREET
GREENWICH, CT 6831
USA
Phone: 203-983-5600