RIA Intelligence

GROSSMAN ASSET MANAGEMENT, LLC

CRD #138333 SEC #801-65093 GREENWICH, CT 203-983-5600
SEC Registered
Total AUM
$60.6M
Discretionary
$60.6M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ENQUIST, STEPHEN, PAULITREASURERNA Control
ENQUIST, STEPHEN, PAULIASSISTANT TREASURERNA Control
ENQUIST, STEPHEN, PAULIASSISTANT TREASURERNA Control
GROSSMAN, SANFORDICHAIRMAN, CEO AND MANAGING MEMBERNA Control
GROSSMAN, SANFORDIPRESIDENTNA Control
WILSON, BRUCE, IVANIPRESIDENT & TREASURERNA Control
WILSON, BRUCE, IVANIPRESIDENT & TREASURERNA Control
WILSON, BRUCE, IVANISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
ZIMMERMAN, DAVID, LEWISISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
ZIMMERMAN, DAVID, LEWISISECRETARY & CHIEF COMPLIANCE OFFICERNA Control
GROSSMAN FAMILY PARTNERS, L.P.DEMEMBERE Control
GROSSMAN, SANFORDICHAIRMAN & CEOE Control
GROSSMAN, SANFORDICHAIRMAN & CEOE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GROSSMAN, SANFORDIGROSSMAN FAMILY PARTNERS, L.P.F Control
GROSSMAN, SANFORDISANFORD GROSSMAN 2001 GRATF Control
KIHLSTROM, RICHARDISANFORD GROSSMAN 2001 GRATF Control
SANFORD GROSSMAN 2001 GRATDEGROSSMAN FAMILY PARTNERS, L.P.E Control

Registrations

Federal

IA
Mar 29, 2007 REGISTERED

Notice Filings (1)

CT

Address

10 GLENVILLE STREET
GREENWICH, CT 6831
USA
Phone: 203-983-5600