ERISEY WEALTH MANAGEMENT LLC
Legal name: ERISEY WEALTH MANAGEMENT
CRD #138337 SEC #801-65038 CAVE CREEK, AZ 480-473-4611
SEC Registered
Total AUM
$32.5M
Discretionary
$32.5M
Employees
1
Clients
0
Accounts
30
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 7, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OSWALD, SHELLY, ANN | I | CHIEF COMPLIANCE OFFICER, TRUST ADMINISTRATOR | NA | |
| OSWALD, SHELLY, ANN | I | CHIEF COMPLIANCE OFFICER, TRUST ADMINISTRATOR | NA | |
| OSWALD, SHELLY, ANN | I | CHIEF COMPLIANCE OFFICER, TRUST ADMINISTRATOR | NA | |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT,CCO | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HARTLEY, KENNETH, RUSSELL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 7, 2011 REGISTERED
Notice Filings (4)
AR AZ IL MI
Address
28248 N. TATUM BLVD., STE. B-1, #418CAVE CREEK, AZ 85331
United States
Phone: 480-473-4611