RIA Intelligence

PROMETHEAN ASSET MANAGEMENT LLC

CRD #138342 SEC #801-66046 NEW YORK, NY 212-702-5200
SEC Registered
Total AUM
$260.9M
Discretionary
$260.9M
Employees
--
Clients
0
Accounts
11

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KIM, E, KURTICFONA Control
KIM, E, KURTICFONA Control
MILLER, STEPHEN, SCOTTICFONA Control
O'BRIEN, JAMES, FRANCISICEONA Control
O'BRIEN, JAMES, FRANCISICEONA Control
O'BRIEN, JAMES, FRANCISICEONA Control
ROSEN, STEFAN, MARSHALLICHIEF COMPLIANCE OFFICERNA Control
ROSEN, STEFAN, MARSHALLICCONA Control
ROSEN, STEFAN, MARSHALLICHIEF COMPLIANCE OFFICERNA Control
PROMETHEAN INVESTMENT GROUP L.P.DEMEMBERE Control
PROMETHEAN INVESTMENT GROUP LLCDEMEMBERE Control
PROMETHEAN INVESTMENT GROUP LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
O'BRIEN, JAMES, FRANCISIPROMETHEAN INVESTMENT GROUP LLCD Control
O'BRIEN, JAMES, FRANCISIPROMETHEAN INVESTMENT GROUP LLCD Control
O'BRIEN, JAMES, FRANCISIPROMETHEAN INVESTMENT GROUP L.P.D Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Address

55 FIFTH AVENUE
17TH FLOOR
NEW YORK, NY 10003-4301
USA
Phone: 212-702-5200