REGAL WEALTH GROUP INC.
CRD #138374 SEC #801-65444 SEAL BEACH, CA 562-799-1929
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2024
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR | NA | Control |
| BEELER, WILLIAM, MALCOLM | I | PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | E | Control |
| BEELER, WILLIAM, MALCOLM | I | PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | E | Control |
| BEELER, WILLIAM, MALCOLM | I | PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 | DE | OWNER | E | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CCO/IAR | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| BEELER, WILLIAM, MALCOLM | I | WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| Bailey-Beeler, Jacqueline, A. | I | JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT/IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT / IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT / IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT / IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT / IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT / IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT / IAR | D | Control |
| KLEIN, GARY, PETER | I | PRESIDENT / IAR | D | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | C | Control |
| BEELER, WILLIAM, MALCOLM | I | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/IAR | C | Control |
Registrations
Federal
IA
Mar 13, 2024 REGISTERED
Notice Filings (8)
AZ CA FL LA NE NV TX WA
Address
12501 SEAL BEACH BLVD, SUITE 280SEAL BEACH, CA 90740
United States
Phone: 562-799-1929