UNITED CAPITAL ASSET MANAGEMENT, LLC
CRD #138409 SEC #801-65660 KEY BISCAYNE, FL 305-423-4279
SEC Registered
Total AUM
$131.5M
Discretionary
$131.5M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRON-FOX, SAM, JULIAN | I | PORTFOLIO MANAGER | NA | Control |
| CEJAS, PEDRO, L | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CEJAS, PEDRO, LUIS | I | GENERAL COUNSEL | NA | Control |
| DEVANEY, DENNIS, JOHN | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| DEVANEY, DENNIS, JOHN | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| DEVANEY, DENNIS, JOHN | I | SENIOR PORTFOLIO MANAGER | NA | Control |
| PRITCHETT, WESLEY, VERN | I | CHIEF OPERATING OFFICER | NA | Control |
| SANDERS, RANDI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SANDERS, RANDI, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UNITED CAPITAL MARKETS HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| UNITED CAPITAL MARKETS HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
| UNITED CAPITAL MARKETS HOLDINGS, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEVANEY, DENNIS, JOHN | I | UNITED CAPITAL MARKETS HOLDINGS, INC. | E | Control |
| DEVANEY, DENNIS, JOHN | I | UNITED CAPITAL MARKETS HOLDINGS, INC. | E | Control |
| DEVANEY, DENNIS, JOHN | I | UNITED CAPITAL MARKETS HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Dec 15, 2005 REGISTERED
Notice Filings (1)
FL
Address
240 CRANDON BOULEVARDSUITE 101
KEY BISCAYNE, FL 33149
USA
Phone: 305-423-4279