SIDUS INVESTMENT MANAGEMENT, LLC
CRD #138453 SEC #801-65422 NEW YORK, NY 212-751-6644
SEC Registered
Total AUM
$247M
Discretionary
$247M
Employees
10
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROFF, JACOB, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROFF, JACOB, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BROFF, JACOB, ARRON | I | HEAD TRADER | NA | Control |
| BROFF, JACOB, ARRON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KRIEGER, PAUL, A | I | ELECTED MANAGER | NA | Control |
| KRIEGER, PAUL, A | I | ELECTED MANAGER | NA | Control |
| KRIEGER, PAUL, ADAM | I | ELECTED MANAGER | NA | Control |
| OSHIRO, PETER, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSHIRO, PETER, A | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSHIRO, PETER, ANGELO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSHIRO, PETER, ANGELO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OSHIRO, PETER, ANGELO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKOOG, CHRISTOPHER, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SKOOG, CHRISTOPHER, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BARONE, MICHAEL, J | I | MEMBER | C | Control |
| BARONE, MICHAEL, J | I | MEMBER | C | Control |
| BARONE, MICHAEL, JOSEPH | I | MEMBER | C | Control |
| BARONE, MICHAEL, JOSEPH | I | MEMBER | C | Control |
| BARONE, MICHAEL, JOSEPH | I | MEMBER | C | Control |
| BARONE, MICHAEL, JOSEPH | I | MEMBER | C | Control |
| TOBIA, ALFRED, V | I | MEMBER | C | Control |
| TOBIA, ALFRED, V | I | MEMBER | C | Control |
| TOBIA, ALFRED, VICTOR | I | MEMBER | C | Control |
| TOBIA, ALFRED, VICTOR | I | MEMBER | C | Control |
| TOBIA, ALFRED, VICTOR | I | MEMBER | C | Control |
| TOBIA, ALFRED, VICTOR | I | MEMBER | C | Control |
Registrations
Federal
IA
Mar 30, 2007 REGISTERED
Notice Filings (3)
CA MA NY
Address
767 THIRD AVENUE15TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-751-6644