NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD #138459 SEC #801-68067 VIENNA, VA 703-206-1517
SEC Registered Broker-Dealer
Total AUM
$1.7B
Discretionary
$0
Employees
176
Clients
--
Accounts
7,472
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 70
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / AVP, COMPLIANCE | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| BACINO, MARISSA SHAWN | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| DEMPSEY, MARK FERRIS | I | CHIEF COMPLIANCE OFFICER / AVP COMPLIANCE | NA | Control |
| DEMPSEY, MARK FERRIS | I | CHIEF COMPLIANCE OFFICER / AVP COMPLIANCE | NA | Control |
| DEMPSEY, MARK FERRIS | I | CHIEF COMPLIANCE OFFICER / AVP COMPLIANCE | NA | Control |
| DEMPSEY, MARK FERRIS | I | CHIEF COMPLIANCE OFFICER / AVP COMPLIANCE | NA | Control |
| DEMPSEY, MARK FERRIS | I | CHIEF COMPLIANCE OFFICER / AVP COMPLIANCE | NA | Control |
| DEMPSEY, MARK FERRIS | I | CHIEF COMPLIANCE OFFICER / AVP COMPLIANCE | NA | Control |
| GODFREY, DENNIS J. | I | PRESIDENT | NA | Control |
| GOUND, TRAVIS L | I | PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL | NA | Control |
| GUNN, XIAONING HAN | I | FINOP | NA | Control |
| GUNN, XIAONING HAN | I | FINOP | NA | Control |
| GUNN, XIAONING HAN | I | FINOP | NA | Control |
| GUNN, XIAONING HAN | I | FINOP | NA | Control |
| GUNN, XIAONING HAN | I | FINOP | NA | Control |
| GUNN, XIAONING HAN | I | FINOP | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| GUNN, XIAONING HAN | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| KING, PAUL STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIRK, CYNTHIA A | I | FINOP | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MATHU, MATHU KIMANI | I | AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER | NA | Control |
| MILLER, PATRICK LENNING | I | PRINCIPAL | NA | Control |
| ROSSON, TIMOTHY D | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY D | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY D | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY D | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY D | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY D | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY DAVID | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY DAVID | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| ROSSON, TIMOTHY DAVID | I | FINOP / PRINCIPAL FINANACIAL OFFICER | NA | Control |
| WEISBERG, STEVEN LESLIE | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| WEISBERG, STEVEN LESLIE | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| WEISBERG, STEVEN LESLIE | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK | NA | Control |
| WEISBERG, STEVEN LESLIE | I | CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| WOOD, PATRICIA PARTRIDGE | I | CHIEF OPERATING OFFICER | NA | Control |
| YEE, THOMAS HOP | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| YOUNG, DIANE | I | CHIEF OPERATING OFFICER | NA | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
| NAVY FEDERAL FINANCIAL GROUP | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E | |
| NAVY FEDERAL CREDIT UNION | DE | NAVY FEDERAL FINANCIAL GROUP | E |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1007 ELECTRIC AVEVIENNA, VA 22180
United States
Phone: 703-206-1517