PALOMA PARTNERS MANAGEMENT COMPANY
CRD #138460 SEC #801-72796 GREENWICH, CT 203-862-8000
SEC Registered Private Funds
Total AUM
$20.8B
Discretionary
$20.8B
Employees
65
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 1
- LEI
- 549300IZIILPB9SOO273
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBIERO, NEAL, DAVID | I | MANAGING DIRECTOR, GLOBAL HEAD OF TREASURY | NA | Control |
| BARBIERO, NEAL, DAVID | I | MANAGING DIRECTOR, GLOBAL HEAD OF TREASURY | NA | Control |
| BARBIERO, NEAL, DAVID | I | MANAGING DIRECTOR, GLOBAL HEAD OF TREASURY | NA | Control |
| BARBIERO, NEAL, DAVID | I | MANAGING DIRECTOR, GLOBAL HEAD OF TREASURY | NA | Control |
| CHRISS, NEIL, ANDREW | I | CHIEF EXECUTIVE OFFICER, CO-CIO | NA | Control |
| CHRISS, NEIL, ANDREW | I | CHIEF EXECUTIVE OFFICER, CO-CIO | NA | Control |
| CHRISS, NEIL, ANDREW | I | CHIEF EXECUTIVE OFFICER, CO-CIO | NA | Control |
| CHRISS, NEIL, ANDREW | I | CHIEF EXECUTIVE OFFICER, CO-CIO | NA | Control |
| CHRISS, NEIL, ANDREW | I | CHIEF EXECUTIVE OFFICER, CO-CIO | NA | Control |
| COHEN, KRISTIN, MOLINARI | I | CHIEF STRATEGY OFFICER | NA | Control |
| COHEN, KRISTIN, MOLINARI | I | CHIEF STRATEGY OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DEADDIO, MICHAEL, LOUIS | I | CHIEF OPERATING OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| FRIEDMAN, DAVID, ELIOT | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | NA | Control |
| HAGAN, THEODORE | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| HENDEL, STUART, J | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| LEWIN, MELISSA, ERIN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| LEWIN, MELISSA, ERIN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| LEWIN, MELISSA, ERIN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| LEWIN, MELISSA, ERIN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| LEWIN, MELISSA, ERIN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| LEWIN, MELISSA, ERIN | I | MANAGING DIRECTOR, GENERAL COUNSEL | NA | Control |
| MOLINARI, KRISTIN, MARIE | I | CHIEF STRATEGY OFFICER | NA | Control |
| MOLINARI, LOUIS, VINCENT | I | CHIEF MARKETING OFFICER | NA | Control |
| MOLINARI, LOUIS, VINCENT | I | CHIEF MARKETING OFFICER | NA | Control |
| NG, PEI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NG, PEI, BRIAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NG, PEI, NMN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | GENERAL PARTNER, PALOMA PARTNERS ADVISORS LP | NA | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | GENERAL PARTNER, PALOMA PARTNERS ADVISORS LP | NA | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | GENERAL PARTNER, PALOMA PARTNERS ADVISORS LP | NA | Control |
| RIPPETOE, GRANT, LEE | I | MANAGING DIRECTOR | NA | Control |
| RIPPETOE, GRANT, LEE | I | CHIEF RISK OFFICER | NA | Control |
| RIPPETOE, GRANT, LEE | I | CHIEF RISK OFFICER | NA | Control |
| RIPPETOE, GRANT, LEE | I | CHIEF RISK OFFICER | NA | Control |
| ROTHMAN, MATTHEW | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE MEMBER | NA | Control |
| ROTHMAN, MATTHEW | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE MEMBER | NA | Control |
| ROTHMAN, MATTHEW | I | MANAGING DIRECTOR, INVESTMENT COMMITTEE MEMBER | NA | Control |
| SINGH, RAVI, MOHAN | I | CHIEF STRATEGY OFFICER | NA | Control |
| SINGH, RAVI, MOHAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINGH, RAVI, MOHAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINGH, RAVI, MOHAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN, PALOMA PARTNERS ADVISORS LP | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN, PALOMA PARTNERS ADVISORS LP | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN, PALOMA PARTNERS ADVISORS LP | NA | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | GENERAL PARTNER, PALOMA PARTNERS ADVISORS LP | E | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | GENERAL PARTNER, PALOMA PARTNERS ADVISORS LP | E | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | GENERAL PARTNER, PALOMA PARTNERS ADVISORS LP | E | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN, PALOMA PARTNERS ADVISORS LP | E | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN, PALOMA PARTNERS ADVISORS LP | E | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN, PALOMA PARTNERS ADVISORS LP | E | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CIO | E | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CIO | E | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CIO | E | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| ANKER, PHILIP, ALEXANDER | I | MANAGING DIRECTOR, HEAD OF INVESTOR RELATIONS | B | Control |
| ANKER, PHILIP, ALEXANDER | I | MANAGING DIRECTOR, HEAD OF INVESTOR RELATIONS | B | Control |
| ANKER, PHILIP, ALEXANDER | I | MANAGING DIRECTOR, HEAD OF INVESTOR RELATIONS | B | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | B | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| BERNER, MICHAEL, JULIAN | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| BERNER, MICHAEL, JULIAN | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| BERNER, MICHAEL, JULIAN | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| BERNER, MICHAEL, JULIAN | I | MANAGING DIRECTOR, GENERAL COUNSEL | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY AND PALOMA PARTNERS ADVISORS LP | B | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY AND PALOMA PARTNERS ADVISORS LP | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | PRESIDENT AND CHIEF RISK OFFICER, | B | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | B | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | B | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| MORROCU, GAVIN, N/A | I | MANAGING DIRECTOR, TAX DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR AND CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR AND CHAIRMAN | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, PALOMA PARTNERS MANAGEMENT COMPANY | B | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| AMBROSE, DOUGLAS, WESLEY | I | MANAGING DIRECTOR, GENERAL COUNSEL | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | Control |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | |
| BAUER, ANDREAS, RASMUS | I | MANAGING DIRECTOR | A | |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | Control |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | |
| BURHANS, JULIA, BORISOVNA | I | MANAGING DIRECTOR | A | |
| CONSTABILE, CHRISTIENNE, DAY | I | MANAGING DIRECTOR | A | Control |
| CONSTABILE, CHRISTIENNE, DAY | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | Control |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | |
| Erickson, Diane, Regina | I | MANAGING DIRECTOR | A | |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER | A | Control |
| FECKL, NORMAN, WALTER | I | MANAGING DIRECTOR, CHIEF COUNTERPARTY CREDIT OFFICER | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | Control |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | |
| FERRARI, ANTHONY, THOMAS | I | MANAGING DIRECTOR | A | |
| GABOVICH, YURI | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI, NMN | I | PORTFOLIO MANAGER | A | |
| GABOVICH, YURI, NMN | I | MANAGING DIRECTOR | A | |
| GABOVICH, YURI, NMN | I | MANAGING DIRECTOR | A | |
| GABOVICH, YURI, NMN | I | MANAGING DIRECTOR | A | |
| GABOVICH, YURI, NMN | I | MANAGING DIRECTOR | A | |
| GABOVICH, YURI, NMN | I | MANAGING DIRECTOR | A | |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | A | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | A | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | A | Control |
| GARSON, HEATHER, ELENE | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | A | Control |
| GILBERT, CHRISTIENNE, DAY | I | MANAGING DIRECTOR | A | Control |
| GILBERT, CHRISTIENNE, DAY | I | MANAGING DIRECTOR | A | Control |
| GILBERT, CHRISTIENNE, DAY | I | MANAGING DIRECTOR | A | Control |
| GILBERT, CHRISTIENNE, DAY | I | MANAGING DIRECTOR | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DIRECTOR OF TRADING | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY CIO, CHIEF OPERATING OFFICER | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY CIO, CHIEF OPERATING OFFICER | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY CIO, CHIEF OPERATING OFFICER | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY CIO, CHIEF OPERATING OFFICER | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY CIO, CHIEF OPERATING OFFICER | A | Control |
| GRIDLEY, JOHN, MICHAEL | I | MANAGING DIRECTOR, DEPUTY CIO, CHIEF OPERATING OFFICER | A | Control |
| HAGAN, THEODORE | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER AND INTERIM CHIEF COMPLIANCE OFFICER | A | Control |
| HAGAN, THEODORE | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAGAN, THEODORE, NMN | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT, CHIEF RISK OFFICER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, PRESIDENT | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN, AND SENIOR ADVISER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN, AND SENIOR ADVISER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN, AND SENIOR ADVISER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN, AND SENIOR ADVISER | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN | A | Control |
| HAYT, GREGORY, SCOTT | I | DIRECTOR, VICE CHAIRMAN | A | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| KUKURUZA, PAUL, NMN | I | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | A | Control |
| LINAHAN, GABRIELE | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | Control |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | |
| LINAHAN, GABRIELE, NMN | I | MANAGING DIRECTOR | A | |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, DIRECTOR OF RISK | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, DIRECTOR OF RISK | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, DIRECTOR OF RISK | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, DIRECTOR OF RISK | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, DIRECTOR OF RISK | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Leskin, Barry, Scott | I | MANAGING DIRECTOR, CHIEF RISK OFFICER | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Liebowitz, Michael, Ezra | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| Lux, Hal, Fred | I | MANAGING DIRECTOR | A | Control |
| MORROCU, GAVIN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | Control |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | |
| MORROCU, GAVIN, NMN | I | MANAGING DIRECTOR, TAX DIRECTOR | A | |
| SMITH, JOHN, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| SMITH, JOHN, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| SMITH, JOHN, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| SMITH, JOHN, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| SMITH, JOHN, JOSEPH | I | MANAGING DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CO-CIO | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CO-CIO | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CO-CIO | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CO-CIO | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CIO | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CIO | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CO-CIO | A | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR, CHAIRMAN, AND CIO | A | Control |
| TAM, RANDALL, UNGBIEU | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PALOMA PARTNERS ADVISORS INC. | DE | PALOMA PARTNERS ADVISORS LP | F | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | PALOMA PARTNERS ADVISORS LP | F | Control |
| PALOMA PARTNERS ADVISORS INC. | DE | PALOMA PARTNERS ADVISORS LP | F | Control |
| SUSSMAN, SELWYN, DONALD | I | PALOMA PARTNERS ADVISORS INC. | E | Control |
| SUSSMAN, SELWYN, DONALD | I | PALOMA PARTNERS ADVISORS INC. | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (1)
CT
Address
2 AMERICAN LANEGREENWICH, CT 06836-2571
United States
Phone: 203-862-8000