SCHAFFER & COMPANY ASSET MANAGEMENT, INC.
CRD #138463 SEC #801-92168 ROCHESTER, NY 585-621-3300
SEC Registered
Total AUM
$70M
Discretionary
$70M
Employees
1
Clients
10
Accounts
539
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| COCUZZI, DAVID, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORATANA, PHETAPHAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORATANA, PHETAPHAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORATANA, PHETAPHAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORATANA, PHETAPHAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORATANA, PHETAPHAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORATANA, PHETAPHAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
| SCHAFFER, GREGORY, LEE | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (3)
FL NY TX
Address
3205 MOUNT READ BLVDROCHESTER, NY 14616
United States
Phone: 585-621-3300