HIGHLAND FINANCIAL HOLDINGS GROUP, LLC
CRD #138469 SEC #801-65578 NEW YORK, NY 212-400-8500
SEC Registered
Total AUM
$252.8M
Discretionary
$252.8M
Employees
--
Clients
--
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEYDEN, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEYDEN, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEYDEN, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEYDEN, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEYDEN, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LYNSKEY, SUSAN, VERONICA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYNSKEY, SUSAN, VERONICA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYNSKEY, SUSAN, VERONICA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYNSKEY, SUSAN, VERONICA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYNSKEY, SUSAN, VERONICA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ULLMAN, PAUL, ARTHUR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULLMAN, PAUL, ARTHUR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULLMAN, PAUL, ARTHUR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULLMAN, PAUL, ARTHUR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULLMAN, PAUL, ARTHUR | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ACI CAPITAL HIGHLAND INVESTORS, LLC | DE | MEMBER | C | Control |
| ACI CAPITAL HIGHLAND INVESTORS, LLC | DE | MEMBER | C | Control |
| ACI CAPITAL HIGHLAND INVESTORS, LLC | DE | MEMBER | C | Control |
| ACI CAPITAL HIGHLAND INVESTORS, LLC | DE | MEMBER | C | Control |
| ACI CAPITAL HIGHLAND INVESTORS, LLC | DE | MEMBER | C | Control |
| ULLMAN FAMILY, LLC | DE | MEMBER | C | Control |
| ULLMAN FAMILY, LLC | DE | MEMBER | C | Control |
| ULLMAN FAMILY, LLC | DE | MEMBER | C | Control |
| ULLMAN FAMILY, LLC | DE | MEMBER | C | Control |
| ULLMAN FAMILY, LLC | DE | MEMBER | C | Control |
| KATZ, ELIAS | I | OFFICER | B | Control |
| KATZ, ELIAS | I | OFFICER | B | Control |
| KATZ, ELIAS | I | OFFICER | B | Control |
| KATZ, ELIAS | I | OFFICER | B | Control |
| KATZ, ELIAS | I | OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ULLMAN, PAUL, ARTHUR | I | ULLMAN FAMILY, LLC | E | Control |
| ULLMAN, PAUL, ARTHUR | I | ULLMAN FAMILY, LLC | E | Control |
| ULLMAN, PAUL, ARTHUR | I | ULLMAN FAMILY, LLC | E | Control |
| ULLMAN, PAUL, ARTHUR | I | ULLMAN FAMILY, LLC | E | Control |
| ULLMAN, PAUL, ARTHUR | I | ULLMAN FAMILY, LLC | E | Control |
| ACI/HIGHLAND LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| ACI/HIGHLAND LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| ACI/HIGHLAND LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| ACI/HIGHLAND LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| ACI/HIGHLAND LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| CRM/HIGHLAND CAPITAL, LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| CRM/HIGHLAND CAPITAL, LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| CRM/HIGHLAND CAPITAL, LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| CRM/HIGHLAND CAPITAL, LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
| CRM/HIGHLAND CAPITAL, LLC | DE | ACI CAPITAL HIGHLAND INVESTORS | D | Control |
Registrations
Federal
IA
Apr 2, 2009 REGISTERED
Notice Filings (1)
NY
Address
51 MADISON AVENUESUITE 2000
NEW YORK, NY 10010
United States
Phone: 212-400-8500