ROCK RIDGE ADVISORS, LLC
CRD #138483 SEC #801-66049 GREENWICH, CT 203 862-1700
SEC Registered
Total AUM
$75.6M
Discretionary
$75.6M
Employees
10
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 9, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CENCI, DIANE | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CENCI, DIANE | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JAY, TIMOTHY, WOODRUFF | I | MANAGING PARTNER | C | Control |
| JAY, TIMOTHY, WOODRUFF | I | MANAGING PARTNER | C | Control |
| JAY, TIMOTHY, WOODRUFF | I | MANAGING PARTNER | C | Control |
| PENNINGTON, BRIAN, CHARLES | I | MANAGING PARTNER | C | Control |
| PENNINGTON, BRIAN, CHARLES | I | MANAGING PARTNER | C | Control |
| PENNINGTON, BRIAN, CHARLES | I | MANAGING PARTNER | C | Control |
| MANDELL, JOSHUA, LINDSTROM | I | SENIOR PARTNER | B | Control |
| MANDELL, JOSHUA, LINDSTROM | I | SENIOR PARTNER | B | Control |
| MANDELL, JOSHUA, LINDSTROM | I | SENIOR PARTNER | B | Control |
| MURRAY, KEVIN, JOHN | I | CHIEF OPERATING OFFICER | A | Control |
| MURRAY, KEVIN, JOHN | I | CHIEF OPERATING OFFICER | A | Control |
| MURRAY, KEVIN, JOHN | I | CHIEF OPERATING OFFICER | A | Control |
| MURRAY, KEVIN, JOHN | I | CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Jan 9, 2006 REGISTERED
Notice Filings (1)
CT
Address
5 EDGEWOOD AVENUETHIRD FLOOR
GREENWICH, CT 6830
USA
Phone: 203 862-1700