GAGNON ADVISORS LLC
CRD #138533 SEC #801-66203 NEW YORK, NY 212-554-5050
SEC Registered
Total AUM
$48M
Discretionary
$48M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GAGNON, NEIL, JOSEPH | I | CHIEF EXECUTIVE OFFCIER | NA | Control |
| GRANT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAGNON SECURITIES, LLC | DE | MEMBER | E | Control |
Registrations
Federal
IA
Jan 27, 2006 REGISTERED
Notice Filings (13)
CA CO CT FL ID IL MA MD NJ NY PA SC VA
Address
1370 6TH AVENUE24TH FL
NEW YORK, NY 10019
USA
Phone: 212-554-5050