WATERSTONE CAPITAL MANAGEMENT, L.P.
CRD #138535 SEC #801-65161 PLYMOUTH, MN 952-697-4100
SEC Registered Private Funds
Total AUM
$4.1B
Discretionary
$4.1B
Employees
30
Clients
--
Accounts
12
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGERSON, SHAWN, STEPHEN | I | CEO | NA | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO | NA | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO | NA | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO | NA | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO | NA | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO | NA | Control |
| ERB, JEFFREY, COLE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, JEFFREY, COLE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ERB, JEFFREY, COLE | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CCO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CCO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KALISH, MARTIN, FREDRIC | I | COO/CCO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | COO/CCO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | COO/CCO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | COO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | CFO | NA | Control |
| KALISH, MARTIN, FREDRIC | I | COO/CCO | NA | Control |
| KITTELSON, KARL, ERIC | I | CONTROLLER, CCO | NA | Control |
| KITTELSON, KARL, ERIC | I | CONTROLLER, CCO | NA | Control |
| PETERSON, KURT, TERRY | I | CFO | NA | Control |
| PETERSON, KURT, TERRY | I | CFO | NA | Control |
| PETERSON, KURT, TERRY | I | CFO | NA | Control |
| PETERSON, KURT, TERRY | I | CFO | NA | Control |
| PETERSON, KURT, TERRY | I | CFO | NA | Control |
| PETERSON, KURT, TERRY | I | CFO | NA | Control |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| WATERSTONE ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | |
| BERGERSON, SHAWN, STEPHEN | I | LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
| BERGERSON, SHAWN, STEPHEN | I | CEO, LP | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
| BERGERSON, SHAWN, STEPHEN | I | WATERSTONE ASSET MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Feb 27, 2013 REGISTERED
Notice Filings (1)
MN
Address
2 CARLSON PARKWAYSUITE 260
PLYMOUTH, MN 55447
United States
Phone: 952-697-4100