TRIATHLON FUND MANAGEMENT, LLC
CRD #138610 SEC #801-66013 BOSTON, MA 617-737-9241
SEC Registered
Total AUM
$146.1M
Discretionary
$146.1M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 9, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUGHES, OWEN, PATRICK | I | EXECUTIVE OFFICER | NA | Control |
| LUCERA, ERICK | I | PORTFOLIO MANAGER/CEO | NA | Control |
| ZWEIG, MATTHEW, J. | I | CHIEF COMPLIANCE OFFICER | NA | |
| LH MANAGEMENT, LLC | DE | MANAGING MEMBER | D | Control |
| INTREPID ASSOCIATES, LLC | DE | NON-MANAGING MEMBER | C |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHAPIRO, STEVEN, H. | I | INTREPID ASSOCIATES, LLC | E | Control |
| LUCERA, ERICK | I | LH MANAGEMENT, LLC | D | Control |
| HUGHES, OWEN, PATRICK | I | LH MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Jan 9, 2006 REGISTERED
Notice Filings (2)
MA NY
Address
125 SUMMER STREET - SUITE 1860BOSTON, MA 2110
USA
Phone: 617-737-9241