OBS FINANCIAL SERVICES, INC.

Legal name: OBS FINANCIAL

CRD #138615 SEC #801-65110 PERRYSBURG, OH 419-482-4500

SEC Registered

Total AUM

$1.9B

Discretionary

$861M

Employees

Clients

Accounts

4,642

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jun 25, 2020
Branch Offices: 3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BACKES, MARK, ELLIOTT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BLUE, CLAIRE, GOLVEO	I	CHIEF COMPLIANCE OFFICER	NA	Control
BLUE, CLAIRE, GOLVEO	I	CHIEF COMPLIANCE OFFICER	NA	Control
CAMPBELL, CHRISTOPHER, SCOTT	I	REPRESENTATIVE	NA
CAMPBELL, CHRISTOPHER, SCOTT	I	PRESIDENT	NA	Control
CAMPBELL, CHRISTOPHER, SCOTT	I	PRESIDENT	NA	Control
CAMPBELL, CHRISTOPHER, SCOTT	I	REPRESENTATIVE	NA
CAMPBELL, CHRISTOPHER, SCOTT	I	REPRESENTATIVE	NA
CAMPBELL, CHRISTOPHER, SCOTT	I	PRESIDENT	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
FARLEY, CATHERINE, ELIZABETH	I	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
GOLDMAN, CHARLES, GEORGE	I	CHIEF EXECUTIVE OFFICER	NA	Control
GOLDMAN, CHARLES, GEORGE	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
HENRY, JOHN, WELDON	I	CHIEF EXECUTIVE OFFICER	NA	Control
KING, PAUL, STEPHEN	I	COMPLIANCE	NA
KING, PAUL, STEPHEN	I	COMPLIANCE	NA
KING, PAUL, STEPHEN	I	COMPLIANCE	NA
OVERY, KEVIN, MICHAEL	I	CHIEF OPERATING OFFICER	NA	Control
OVERY, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
OVERY, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
OVERY, KEVIN, MICHAEL	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZYLA, GARY, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
ZYLA, GARY, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	OWNER	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
OBS HOLDINGS, INC.	DE	HOLDING COMPANY	E	Control
ONLINE BROKERAGE SERVICES, INC.	DE	OWNER	E	Control
ONLINE BROKERAGE SERVICES, INC.	DE	OWNER	E	Control
WBI OBS FINANCIAL, LLC	DE	HOLDING COMPANY	E	Control
WBI OBS FINANCIAL, LLC	DE	HOLDING COMPANY	E	Control
WBI OBS FINANCIAL, LLC	DE	HOLDING COMPANY	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ASSETMARK FINANCIAL HOLDINGS, INC	DE	ASSETMARK FINANCIAL, INC	E	Control
ASSETMARK FINANCIAL HOLDINGS, INC	DE	ASSETMARK FINANCIAL, INC	E	Control
ASSETMARK FINANCIAL, INC	DE	WBI OBS FINANCIAL, LLC	E	Control
ASSETMARK FINANCIAL, INC	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
WBI OBS FINANCIAL, LLC	DE	OBS HOLDINGS, INC.	E	Control
CAMPBELL, CHRISTOPHER, SCOTT	I	ONLINE BROKERAGE SERVICES, INC.	D	Control
CAMPBELL, CHRISTOPHER, SCOTT	I	ONLINE BROKERAGE SERVICES, INC.	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
CANANDAIGUA NATIONAL BANK	DE	WBI OBS FINANCIAL, LLC	D	Control
OVERY, KEVIN, MICHAEL	I	ONLINE BROKERAGE SERVICES, INC.	C	Control
OVERY, KEVIN, MICHAEL	I	ONLINE BROKERAGE SERVICES, INC.	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control
WESTBRIDGE INVESTMENTS, LLC	DE	WBI OBS FINANCIAL, LLC	C	Control

Registrations

Federal

Jun 25, 2020 REGISTERED

Notice Filings (51)

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Address

6330 LEVIS COMMON BLVD
PERRYSBURG, OH 43551
United States

Phone: 419-482-4500