BAM CAPITAL, LLC
CRD #138625 SEC #801-65743 NEW YORK, NY 212-692-6340
SEC Registered
Total AUM
$163.5M
Discretionary
$163.5M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MORRIS, SETH, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERMAN, ROSS | I | MANAGING MEMBER | D | Control |
| MINTZ, HAL, DAVID | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
Dec 16, 2005 REGISTERED
Notice Filings (3)
CT NJ WA
Address
237 PARK AVENUE9TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-692-6340