1861 CAPITAL MANAGEMENT LLC
CRD #138688 SEC #801-65226 NEW YORK, NY 212-332-8111
SEC Registered
Total AUM
$617M
Discretionary
$617M
Employees
10
Clients
0
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERTAZZONI, PETER, JORDAN | I | CFO | NA | |
| BERTAZZONI, PETER, JORDAN | I | CFO | NA | |
| SEN, BIDYUT, CHINTAHAREN | I | MEMBER | NA | |
| SEN, BIDYUT, CHINTAHAREN | I | MEMBER | NA | |
| TRICAP INTERNATIONAL LLC | DE | MEMBER | NA | |
| TRICAP INTERNATIONAL LLC | DE | MEMBER | NA | |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | C | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| LEE, JOHN, JOSEPH | I | MEMBER/CCO | C | Control |
| LEE, JOHN, JOSEPH | I | MEMBER/CCO | C | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| LEE, JOHN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| LEE, JOHN, JOSEPH | I | MEMBER/CCO | C | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | C | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | C | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | C | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | C | Control |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| LAMP, EVAN, DARRELL | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| MCCARTHY, RICHARD, JED | I | MEMBER / CO-PORTFOLIO MANAGER | B | Control |
| 2003 MUNI INVESTMENT GROUP,LLC | DE | MEMBER | A | |
| 2003 MUNI INVESTMENT GROUP,LLC | DE | MEMBER | A | |
| 2003 MUNI INVESTMENT GROUP,LLC | DE | MEMBER | A | |
| 2003 MUNI INVESTMENT GROUP,LLC | DE | MEMBER | A | |
| 2003 MUNI INVESTMENT GROUP,LLC | DE | MEMBER | A | |
| 2003 MUNI INVESTMENT GROUP,LLC | DE | MEMBER | A | |
| RICHARD JED MCCARTHY GRAT I | DE | MEMBER | A | Control |
| RICHARD JED MCCARTHY GRAT I | DE | MEMBER | A | Control |
| RICHARD JED MCCARTHY GRAT I | DE | MEMBER | A | Control |
| RICHARD JED MCCARTHY GRAT I | DE | MEMBER | A | Control |
| RICHARD JED MCCARTHY GRAT I | DE | MEMBER | A | Control |
| THE EVAN LAMP 2001 TRUST AGREEMENT | DE | MEMBER | A | |
| THE EVAN LAMP 2001 TRUST AGREEMENT | DE | MEMBER | A | |
| THE EVAN LAMP 2001 TRUST AGREEMENT | DE | MEMBER | A | |
| THE EVAN LAMP GRAT | DE | MEMBER | A | Control |
| THE EVAN LAMP GRAT | DE | MEMBER | A | Control |
| THE EVAN LAMP GRAT | DE | MEMBER | A | Control |
| THE EVAN LAMP GRAT | DE | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEROSA, PAUL, RICHARD | I | 2003 MUNI INVESTOR GROUP LLC | D | |
| DEROSA, PAUL, RICHARD | I | 2003 MUNI INVESTOR GROUP LLC | D | |
| DEROSA, PAUL, RICHARD | I | 2003 MUNI INVESTOR GROUP LLC | D | |
| DEROSA, PAUL, RICHARD | I | 2003 MUNI INVESTOR GROUP LLC | D | |
| DEROSA, PAUL, RICHARD | I | 2003 MUNI INVESTOR GROUP LLC | D | |
| DEROSA, PAUL, RICHARD | I | 2003 MUNI INVESTOR GROUP LLC | D | |
| LAMP, EVAN, DARRELL | I | THE EVAN LAMP GRAT | C | Control |
| LAMP, EVAN, DARRELL | I | THE EVAN LAMP GRAT | C | Control |
| LEFFERTS, ELLEN | I | THE EVAN LAMP 2001 TRUST AGREEMENT | C | Control |
| LEFFERTS, ELLEN | I | THE EVAN LAMP 2001 TRUST AGREEMENT | C | Control |
| LEFFERTS, ELLEN | I | THE EVAN LAMP 2001 TRUST AGREEMENT | C | Control |
| MCCARTHY, RICHARD, JED | I | RICHARD JED MCCARTHY GRAT I | C | Control |
| MCCARTHY, RICHARD, JED | I | RICHARD JED MCCARTHY GRAT I | C | Control |
| MCCARTHY, RICHARD, JED | I | RICHARD JED MCCARTHY GRAT I | C | Control |
| MCCARTHY, RICHARD, JED | I | RICHARD JED MCCARTHY GRAT I | C | Control |
| MCCARTHY, RICHARD, JED | I | RICHARD JED MCCARTHY GRAT I | C | Control |
| SEN, BIDYUT, CHINTAHAREN | I | 2003 MUNI INVESTOR GROUP LLC | C | |
| SEN, BIDYUT, CHINTAHAREN | I | 2003 MUNI INVESTOR GROUP LLC | C | |
| SEN, BIDYUT, CHINTAHAREN | I | 2003 MUNI INVESTOR GROUP LLC | C | |
| SEN, BIDYUT, CHINTAHAREN | I | 2003 MUNI INVESTOR GROUP LLC | C | |
| SEN, BIDYUT, CHINTAHAREN | I | 2003 MUNI INVESTOR GROUP LLC | C | |
| SEN, BIDYUT, CHINTAHAREN | I | 2003 MUNI INVESTOR GROUP LLC | C |
Registrations
Federal
IA
Feb 21, 2007 REGISTERED
Address
630 5TH AVE27TH FLOOR
NEW YORK, NY 10111
USA
Phone: 212-332-8111