SAGUENAY STRATHMORE CAPITAL, LLC
CRD #138694 SEC #801-65371 PURCHASE, NY 914-729-2411
SEC Registered Private Funds
Total AUM
$684.9M
Discretionary
$377.8M
Employees
6
Clients
--
Accounts
18
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADDONIZIO, SAMANTHA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDONIZIO, SAMANTHA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDONIZIO, SAMANTHA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDONIZIO, SAMANTHA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ADDONIZIO, SAMANTHA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALDER, GORDON, SAMUEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CALDER, GORDON, SAMUEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| CALDER, GORDON, SAMUEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| CALDER, GORDON, SAMUEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| CALDER, GORDON, SAMUEL | I | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH/CHIEF COMPLIANCE OFFICER | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | DIRECTOR | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KNUDSEN, ROGER, C | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CO-HEAD OF RESEARCH | NA | Control |
| MURPHY, JOHN, LACEY | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| WALSH, BRIAN, EDWARD | I | DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| SAGUENAY STRATHMORE HOLDINGS LIMITED | FE | SOLE MEMBER | E | Control |
| WALSH, BRIAN, EDWARD | I | MANAGING MEMBER, CEO | D | Control |
| WALSH, BRIAN, EDWARD | I | MANAGING MEMBER, CEO | D | Control |
| WALSH, BRIAN, EDWARD | I | MANAGING MEMBER, CEO | D | Control |
| WALSH, BRIAN, EDWARD | I | MANAGING MEMBER, CEO | D | Control |
| WALSH, BRIAN, EDWARD | I | MANAGING MEMBER, CEO | D | Control |
| BURNETT, LUCIEN, DALLAM | I | MANAGING MEMBER | B | Control |
| BURNETT, LUCIEN, DALLAM | I | MANAGING MEMBER | B | Control |
| BURNETT, LUCIEN, DALLAM | I | MANAGING MEMBER | B | Control |
| BURNETT, LUCIEN, DALLAM | I | MANAGING MEMBER | B | Control |
| BURNETT, LUCIEN, DALLAM | I | MANAGING MEMBER | B | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | MANAGING MEMBER | B | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | MANAGING MEMBER | B | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | MANAGING MEMBER | B | Control |
| DOBELL, DAVID, SIDNEY COLIN | I | MANAGING MEMBER | B | Control |
| DOBELL, DAVID, SIDNEY COLLIN | I | MANAGING MEMBER | B | Control |
| MURPHY, JOHN, LACEY | I | MANAGING MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| MURPHY, JOHN, LACEY | I | MANAGING MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| MURPHY, JOHN, LACEY | I | MANAGING MEMBER AND CHIEF OPERATING OFFICER | B | Control |
| MURPHY, JOHN, LACEY | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| MURPHY, JOHN, LACEY | I | MANAGING MEMBER AND CHIEF OPERATING OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
| WALSH, BRIAN, EDWARD | I | SAGUENAY STRATHMORE HOLDINGS LIMITED | C | Control |
Registrations
Federal
IA
Jul 30, 2012 REGISTERED
Address
2 MANHATTANVILLE RD.SUITE 403
PURCHASE, NY 10577-2118
United States
Phone: 914-729-2411