SIERRA FINANCIAL MANAGEMENT CORPORATION
CRD #138696 SEC #801-72017 WELLESLEY, MA 781-237-0720
SEC Registered
Total AUM
$32M
Discretionary
$32M
Employees
1
Clients
0
Accounts
30
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEGGETT, DAVID, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGGETT, DAVID, NEAL | I | PRESIDENT | NA | Control |
| LEGGETT, DAVID, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGGETT, DAVID, NEAL | I | PRESIDENT | NA | Control |
| LEGGETT, DAVID, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGGETT, DAVID, NEAL | I | PRESIDENT | NA | Control |
| LEGGETT, DAVID, NEAL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEGGETT, DAVID, NEAL | I | PRESIDENT | NA | Control |
| LEGGETT, KIMBERLY, LOUREE | I | TREASURER | NA | Control |
| LEGGETT, KIMBERLY, LOUREE | I | TREASURER | NA | Control |
| LEGGETT, KIMBERLY, LOUREE | I | TREASURER | NA | Control |
| LEGGETT, KIMBERLY, LOUREE | I | TREASURER | NA | Control |
| LEGGETT & LEGGETT, PC | DE | OWNER | E | Control |
| LEGGETT & LEGGETT, PC | DE | OWNER | E | Control |
| LEGGETT & LEGGETT, PC | DE | OWNER | E | Control |
| LEGGETT & LEGGETT, PC | DE | OWNER | E | Control |
| LEGGETT & LEGGETT, PC | DE | OWNER | E | Control |
| LEGGETT, DAVID, NEAL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LEGGETT, DAVID, NEAL | I | PRESIDENT | E | Control |
| LEGGETT, KIMBERLY, LOUREE | I | TREASURER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEGGETT, DAVID, NEAL | I | LEGGETT & LEGGETT, PC | E | Control |
| LEGGETT, KIMBERLY, LOUREE | I | LEGGETT & LEGGETT, PC | E | Control |
| LEGGETT, DAVID, NEAL | I | LEGGETT & LEGGETT, PC | D | Control |
| LEGGETT, DAVID, NEAL | I | LEGGETT & LEGGETT, PC | D | Control |
| LEGGETT, DAVID, NEAL | I | LEGGETT & LEGGETT, PC | D | Control |
| LEGGETT, DAVID, NEAL | I | LEGGETT & LEGGETT, PC | D | Control |
| LEGGETT, KIMBERLY, LOUREE | I | LEGGETT & LEGGETT, PC | D | Control |
| LEGGETT, KIMBERLY, LOUREE | I | LEGGETT & LEGGETT, PC | D | Control |
| LEGGETT, KIMBERLY, LOUREE | I | LEGGETT & LEGGETT, PC | D | Control |
| LEGGETT, KIMBERLY, LOUREE | I | LEGGETT & LEGGETT, PC | D | Control |
Registrations
Federal
IA
Mar 28, 2012 REGISTERED
Notice Filings (1)
MA
Address
555 WASHINGTON STREETSUITE THREE
WELLESLEY, MA 02482
United States
Phone: 781-237-0720