GALTERA N.A., INC.
CRD #138702 SEC #801-65117 NEW YORK, NY 212-598-1837
SEC Registered Private Funds
Total AUM
$530.6M
Discretionary
$530.6M
Employees
11
Clients
--
Accounts
11
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 8, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAUGERUD, SUSAN, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUGERUD, SUSAN, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUGERUD, SUSAN, KAY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SPERO, STEPHEN, KURT | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
| HAUGERUD, RENEE, LYNN | I | MANAGING PRINCIPAL | E | Control |
Registrations
Federal
IA
Oct 8, 2012 REGISTERED
Notice Filings (3)
MN TN TX
Address
597 5TH AVE.12TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-598-1837