PHOENIX INVESTMENT ADVISER LLC
CRD #138717 SEC #802-120826 NEW YORK, NY 212-359-6230
State Registered Exempt Reporting Private Funds
Total AUM
$478.1M
Discretionary
$475.8M
Employees
18
Clients
--
Accounts
16
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2020 | $478.1M | $475.8M | $2.3M | 18 | 0 |
| Mar 2020 | $478.1M | $475.8M | $2.3M | 18 | 0 |
| Mar 2019 | $594.1M | $592.1M | $2M | 20 | 0 |
| Jan 2019 | $666.9M | $664.4M | $2.5M | 20 | 0 |
| Jun 2018 | $1.2B | $1.2B | $0 | 22 | 0 |
| Mar 2018 | $1.2B | $1.2B | $0 | 22 | 0 |
| Mar 2017 | $1.6B | $1.6B | $0 | 22 | 11 |
| Aug 2016 | $1.1B | $1.1B | $0 | 21 | 11 |
| Jun 2016 | $1.1B | $1.1B | $0 | 21 | 11 |
| Apr 2016 | $795.5M | $795.5M | $0 | 21 | 11 |
| Mar 2016 | $795.5M | $795.5M | $0 | 21 | 11 |
| Mar 2015 | $1.2B | $1.2B | $0 | 22 | 11 |
| Mar 2014 | $1.3B | $1.3B | $0 | 19 | 11 |
| Jun 2013 | $708.1M | $708.1M | $0 | 18 | 11 |
| Mar 2013 | $634M | $634M | $0 | 18 | 1 |
| Mar 2012 | $425M | $425M | $0 | 11 | 1 |
| Apr 2011 | $284M | $284M | $0 | -- | -- |
| Mar 2011 | $284M | $284M | $0 | -- | -- |
| Mar 2010 | $147.6M | $147.6M | $0 | 10 | -- |
| Mar 2009 | $120M | $120M | $0 | 10 | -- |
| Nov 2007 | $301M | $301M | $0 | 10 | -- |
| Mar 2007 | $120M | $120M | $0 | 5 | -- |
| Dec 2005 | $29M | $29M | $0 | 5 | -- |
DateSep 2020
Total AUM$478.1M
Discretionary$475.8M
Non-Disc.$2.3M
Employees18
Clients0
DateMar 2020
Total AUM$478.1M
Discretionary$475.8M
Non-Disc.$2.3M
Employees18
Clients0
DateMar 2019
Total AUM$594.1M
Discretionary$592.1M
Non-Disc.$2M
Employees20
Clients0
DateJan 2019
Total AUM$666.9M
Discretionary$664.4M
Non-Disc.$2.5M
Employees20
Clients0
DateJun 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees22
Clients0
DateMar 2018
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees22
Clients0
DateMar 2017
Total AUM$1.6B
Discretionary$1.6B
Non-Disc.$0
Employees22
Clients11
DateAug 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees21
Clients11
DateJun 2016
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees21
Clients11
DateApr 2016
Total AUM$795.5M
Discretionary$795.5M
Non-Disc.$0
Employees21
Clients11
DateMar 2016
Total AUM$795.5M
Discretionary$795.5M
Non-Disc.$0
Employees21
Clients11
DateMar 2015
Total AUM$1.2B
Discretionary$1.2B
Non-Disc.$0
Employees22
Clients11
DateMar 2014
Total AUM$1.3B
Discretionary$1.3B
Non-Disc.$0
Employees19
Clients11
DateJun 2013
Total AUM$708.1M
Discretionary$708.1M
Non-Disc.$0
Employees18
Clients11
DateMar 2013
Total AUM$634M
Discretionary$634M
Non-Disc.$0
Employees18
Clients1
DateMar 2012
Total AUM$425M
Discretionary$425M
Non-Disc.$0
Employees11
Clients1
DateApr 2011
Total AUM$284M
Discretionary$284M
Non-Disc.$0
Employees--
Clients--
DateMar 2011
Total AUM$284M
Discretionary$284M
Non-Disc.$0
Employees--
Clients--
DateMar 2010
Total AUM$147.6M
Discretionary$147.6M
Non-Disc.$0
Employees10
Clients--
DateMar 2009
Total AUM$120M
Discretionary$120M
Non-Disc.$0
Employees10
Clients--
DateNov 2007
Total AUM$301M
Discretionary$301M
Non-Disc.$0
Employees10
Clients--
DateMar 2007
Total AUM$120M
Discretionary$120M
Non-Disc.$0
Employees5
Clients--
DateDec 2005
Total AUM$29M
Discretionary$29M
Non-Disc.$0
Employees5
Clients--