GLENROCK INC.
CRD #138721 SEC #801-65515 NEW YORK, NY 212-808-7373
SEC Registered
Total AUM
$367M
Discretionary
$367M
Employees
--
Clients
--
Accounts
7
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GANS, GLENN, MITCHELL | I | CFO AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GANS, GLENN, MITCHELL | I | CFO AND CCO | NA | Control |
| KATZ, MICHAEL | I | PRESIDENT | E | Control |
| KATZ, MICHAEL | I | PRESIDENT | E | Control |
| BUDRIS, MARK, CHARLES | I | SENIOR VICE PRESIDENT | B | Control |
| BUDRIS, MARK, CHARLES | I | SENIOR VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Dec 15, 2005 REGISTERED
Notice Filings (1)
NY
Address
623 FIFTH AVE.25TH FLOOR, SUITE 3101
NEW YORK, NY 10022
USA
Phone: 212-808-7373