SOF MANAGEMENT, LLC
CRD #138787 SEC #802-77846 HOUSTON, TX 713-224-3100
State Registered Exempt Reporting Private Funds
Total AUM
$33M
Discretionary
$33M
Employees
1
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SANDERS, BRAD, DONALD | I | DIRECTOR OF OPERATIONS | NA | |
| SANDERS, BRAD, DONALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDERS, BRAD, DONALD | I | DIRECTOR OF OPERATIONS | NA | |
| SANDERS, BRAD, DONALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDERS, BRAD, DONALD | I | DIRECTOR OF OPERATIONS | NA | |
| SANDERS, BRAD, DONALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDERS, BRAD, DONALD | I | DIRECTOR OF OPERATIONS | NA | |
| SANDERS, BRAD, DONALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SANDERS, DONALD, ANTHONY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| UNGER, JOHN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SANDERS MORRIS HARRIS INC. | DE | MEMBER | E | Control |
| SMH CAPITAL INC. | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
| SMW INVESTMENTS I, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BALL, GEORGE, LESTER | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| BALL, GEORGE, LESTER | I | LEE SUMMER GP, LLC | F | Control |
| BALL, GEORGE, LESTER | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| BALL, GEORGE, LESTER | I | LEE SUMMER GP, LLC | F | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| EDELMAN, FREDRIC, MARK | I | LEE SUMMER GP, LLC | F | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| EDELMAN, FREDRIC, MARK | I | LEE SUMMER GP, LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| GORMLEY, MARK, KEVIN | I | LEE SUMMER GP, LLC | F | Control |
| GORMLEY, MARK, KEVIN | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| GORMLEY, MARK, KEVIN | I | LEE SUMMER GP, LLC | F | Control |
| HOCHBERG, BENJAMIN | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| HOCHBERG, BENJAMIN | I | LEE SUMMER GP, LLC | F | Control |
| HOCHBERG, BENJAMIN | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| HOCHBERG, BENJAMIN | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| HOCHBERG, BENJAMIN | I | LEE SUMMER GP, LLC | F | Control |
| HOCHBERG, BENJAMIN | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| KIM, YOO JIN | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| KIM, YOO JIN | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS GP, LLC | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEE SUMMER HOLDINGS, LLC | F | Control |
| LEE EQUITY PARTNERS, LLC | DE | LEE SUMMER HOLDINGS, LLC | F | Control |
| LEE SUMMER GP, LLC | DE | LEE SUMMER LP | F | Control |
| LEE SUMMER GP, LLC | DE | LEE SUMMER LP | F | Control |
| LEE SUMMER GP, LLC | DE | LEE SUMMER LP | F | Control |
| LEE, THOMAS, HASKELL | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| LEE, THOMAS, HASKELL | I | LEE SUMMER GP, LLC | F | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| LEE, THOMAS, HASKELL | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| LEE, THOMAS, HASKELL | I | LEE SUMMER GP, LLC | F | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| MOORE, EDWARD, PHILIP | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| MOORE, EDWARD, PHILIP | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| MORRISON, DAVID | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| MORRISON, DAVID | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| RODRIGUEZ, DANIEL, J | I | LEE SUMMER GP, LLC | F | Control |
| RODRIGUEZ, DANIEL, J | I | THE EDELMAN FINANCIAL GROUP INC. | F | Control |
| RODRIGUEZ, DANIEL, J | I | LEE SUMMER GP, LLC | F | Control |
| ROTBERG, JOSEPH, BERNARD | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| ROTBERG, JOSEPH, BERNARD | I | LEE EQUITY PARTNERS GP, LLC | F | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| EDELMAN, FREDRIC, MARK | I | THE EDELMAN FINANCIAL CENTER, INC. | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE EQUITY PARTNERS FUND SUMMER AIV, LP | DE | LEP SUMMER HOLDINGS, LLC | E | Control |
| LEE SUMMER LP | DE | SUMMER HOLDINGS I, LLC | E | Control |
| LEE SUMMER LP | DE | SUMMER HOLDINGS I, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| LEE, THOMAS, HASKELL | I | LEE EQUITY PARTNERS, LLC | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| SUMMER HOLDINGS I, LLC | DE | SUMMER HOLDINGS II, INC. | E | Control |
| SUMMER HOLDINGS I, LLC | DE | SUMMER HOLDINGS II, INC. | E | Control |
| SUMMER HOLDINGS II, INC. | DE | THE EDELMAN FINANCIAL GROUP INC. | E | Control |
| SUMMER HOLDINGS II, INC. | DE | THE EDELMAN FINANCIAL GROUP INC. | E | Control |
| THE EDELMAN FINANCIAL GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| THE EDELMAN FINANCIAL GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| THE EDELMAN FINANCIAL GROUP INC. | DE | SANDERS MORRIS HARRIS INC. | E | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | D | Control |
| GORMLEY, MARK, KEVIN | I | LEE EQUITY PARTNERS GP, LLC | D | Control |
| LEP SUMMER HOLDINGS I, LLC | DE | LEE SUMMER LP | D | |
| LEP SUMMER HOLDINGS I, LLC | DE | LEE SUMMER LP | D | |
| LEP SUMMER HOLDINGS, LLC | DE | LEE SUMMER GP, LLC | D | Control |
| LEP SUMMER HOLDINGS, LLC | DE | LEE SUMMER GP, LLC | D | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| MORRIS, BEN, TILLMAN | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| SANDERS, DONALD, ANTHONY | I | SMW INVESTMENTS I, LLC | C | Control |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| TEACHERS RETIREMENT SYSTEM OF TEXAS | DE | LEE EQUITY PARTNERS FUND SUMMER AIV, LP | C | |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | LEE SUMMER GP, LLC | C | Control |
| THE EDELMAN FINANCIAL CENTER, INC. | DE | LEE SUMMER GP, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
| WEIR, DONALD, VERNON | I | SMW INVESTMENTS I, LLC | C | Control |
Registrations
Federal
ERA
Mar 26, 2024 REGISTERED
Notice Filings (1)
TX
Address
600 TRAVIS, SUITE 5900HOUSTON, TX 77002
United States
Phone: 713-224-3100