RIA Intelligence

ARKLOW CAPITAL, LLC

CRD #138792 SEC #801-66033 NEW YORK, NY 212-808-3778
SEC Registered
Total AUM
$49M
Discretionary
$49M
Employees
5
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 1, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LOMBARDY, CHRISTOPHER, MICHAELICHIEF COMPLIANCE OFFICERNA
LOMBARDY, CHRISTOPHER, MICHAELICHIEF COMPLIANCE OFFICERNA
LULLA, STEPHEN, HOWARDICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
VENGILIO, JOHN, PAULIHEAD TRADERNA
O'DONOGHUE, BRIANIMANAGING DIRECTORC Control
O'DONOGHUE, BRIANIMANAGING DIRECTORC Control
O'DONOGHUE, BRIANIMANAGING MEMBERC Control
SHROCK, GREGORYIPRESIDENT AND CHIEF EXECUTIVE OFFICERC Control
SHROCK, GREGORYIPRESIDENT AND CHIEF EXECUTIVE OFFICERC Control
SHROCK, GREGORYIPRESIDENT AND CHIEF EXECUTIVE OFFICERC Control
GRAMM, JEFFERSONIMANAGING DIRECTORA

Registrations

Federal

IA
Mar 1, 2007 REGISTERED

Notice Filings (1)

NY

Address

237 PARK AVENUE, SUITE 900
NEW YORK, NY 10017
USA
Phone: 212-808-3778