RIA Intelligence

MALLET CAPITAL MANAGEMENT, LLC

CRD #138817 SEC #801-65499 STAMFORD, CT 203-569-4400
SEC Registered
Total AUM
$59M
Discretionary
$59M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 14, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LULLA, STEPHEN, HOWARDICHIEF COMPLIANCE OFFICERNA Control
LULLA, STEPHEN, HOWARDICHIEF COMPLIANCE OFFICERNA Control
LULLA, STEPHEN, HOWARDICHIEF COMPLIANCE OFFICERNA Control
SANDS, THOMAS, JEFFREYIMANAGING MEMBERE Control
SANDS, THOMAS, JEFFREYIMANAGING MEMBERE Control
SANDS, THOMAS, JEFFREYIMANAGING MEMBERE Control

Registrations

Federal

IA
Dec 14, 2005 REGISTERED

Notice Filings (1)

CT

Address

177 BROAD STREET
STAMFORD, CT 6901
USA
Phone: 203-569-4400