MOSAIC CAPITAL ADVISORS, LLC
CRD #138821 SEC #801-65904 NEW YORK, NY 212-922-9875
SEC Registered
Total AUM
$29M
Discretionary
$29M
Employees
10
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGASHIWALA, NILESH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SADOWSKY, JOHN | I | CHAIRMAN/MEMBER | C | Control |
| SADOWSKY, JOHN | I | CHAIRMAN/MEMBER | C | Control |
| SADOWSKY, JOHN | I | CHAIRMAN/MEMBER | C | Control |
| SHAH, AMEET, LALCHAND | I | MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHAH, AMEET, LALCHAND | I | MANAGER/MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| SHAH, AMEET, LALCHAND | I | MANAGER/MEMBER | C | Control |
| SHETH, HARESH | I | TREASURER/MEMBER | B | Control |
| SHETH, HARESH | I | TREASURER/MEMBER | B | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (2)
NY TX
Address
545 FIFTH AVENUESUITE 1109
NEW YORK, NY 10017
USA
Phone: 212-922-9875