ALPHA CAPITAL ADVISORS, INC
Legal name: EAGLE FINANCIAL STRATEGIES
CRD #138825 SEC #801-120376 BANGOR, ME 207-989-5522
SEC Registered
Total AUM
$129.7M
Discretionary
$129.7M
Employees
6
Clients
10
Accounts
497
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| HARRISON, STEVEN, DUVAL | I | CHIEF COMPLIANCE OFFICER/FINANCIAL ADVISOR | NA | |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT | E | Control |
| NICKERSON, RICHARD, MILLER | I | PRESIDENT, COO, TREASURER, CCO, AND CFO | E | Control |
| NICKERSON, RICHARD, MILLER | I | PRESIDENT, COO, TREASURER, CCO, AND CFO | E | Control |
| NICKERSON, RICHARD, MILLER | I | PRESIDENT, COO, TREASURER, CCO, AND CFO | E | Control |
| NICKERSON, RICHARD, MILLER | I | PRESIDENT, COO, TREASURER, CCO, AND CFO | E | Control |
| NICKERSON, RICHARD, MILLER | I | PRESIDENT, COO, TREASURER, CCO, AND CFO | E | Control |
| NICKERSON, RICHARD, MILLER | I | PRESIDENT, COO, TREASURER, CCO, AND CFO | E | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| JOHNSON, PARK, OTTO | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | D | Control |
| NICKERSON, RICHARD, MILLER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | D | Control |
| NICKERSON, RICHARD, MILLER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | D | Control |
| NICKERSON, RICHARD, MILLER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | D | Control |
Registrations
Federal
IA
Feb 27, 2025 REGISTERED
Notice Filings (8)
CT FL MD ME NC NH PA TX
Address
ONE CUMBERLAND PLACESUITE 204
BANGOR, ME 04401
United States
Phone: 207-989-5522