DEFIANCE ASSET MANAGEMENT, LLC
Legal name: DEFIANCE ASSET MANAGEMENT
CRD #138840 SEC #801-65722 WEST CONSHOHOCKEN, PA 610-940-5300
SEC Registered
Total AUM
$128M
Discretionary
$128M
Employees
5
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 5, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRAKE, MIMI, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DRAKE, MIMI, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARCIN, ROBERT, JOSEPH | I | PRESIDENT | E | Control |
| MARCIN, ROBERT, JOSEPH | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jan 5, 2006 REGISTERED
Notice Filings (1)
PA
Address
100 FRONT ST SUITE 920WEST CONSHOHOCKEN, PA 19428
USA
Phone: 610-940-5300