RIA Intelligence

GREENWICH HARBOUR CAPITAL LLC

CRD #138842 SEC #801-65504 GREENWICH, CT 203-862-8552
SEC Registered
Total AUM
$182.4M
Discretionary
$182.4M
Employees
5
Clients
0
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ROSENBERG, RONALD, SCOTTIPRINCIPALC Control
ROSENBERG, RONALD, SCOTTIPRINCIPALC Control
UMPIERREZ, ALFONSO, RODRIGOIPRINCIPALC Control
UMPIERREZ, ALFONSO, RODRIGOIPRINCIPALC Control
WOLPERS, MARC, WIPRINCIPAL/CHIEF COMPLIANCE OFFICERC Control
WOLPERS, MARC, WIPRINCIPAL/CCOC Control

Registrations

Federal

IA
Mar 30, 2007 REGISTERED

Notice Filings (1)

CT

Address

283 GREENWICH AVENUE 2ND FLOOR
GREENWICH, CT 6830
USA
Phone: 203-862-8552