ROSEMOUNT CAPITAL MANAGEMENT, LLC
CRD #138856 SEC #801-65659 NEW YORK, NY 212-895-0200
SEC Registered
Total AUM
$15.2M
Discretionary
$15.2M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEFKOVITS, DAVID, AARON | I | CHIEF COMPLIANCE OFFICER/ CHIEF FINANCIAL & CREDIT OFFICER | NA | Control |
| KLATSKY, JAMES, PETER | I | CHIEF EXECUTIVE OFFICER | D | Control |
| WOOD CREEK VENTURE FUND LLC | DE | MEMBER | C | Control |
| FIELDS, BRUCE, ERIC | I | MANAGING DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HELLERMAN, BRETT, DAVID | I | NORFOLK MANAGEMENT GROUP, LLC | E | Control |
| NORFOLK MANAGEMENT GROUP, LLC | DE | WOOD CREEK VENTURE FUND LLC | D | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | WOOD CREEK VENTURE FUND LLC | C | Control |
Registrations
Federal
IA
Dec 15, 2005 REGISTERED
Address
45 ROCKEFELLER PLAZASUITE 1701
NEW YORK, NY 10111
USA
Phone: 212-895-0200