DURHAM ASSET MANAGEMENT L.L.C.
CRD #138869 SEC #801-65704 NEW YORK, NY 212-204-8600
SEC Registered
Total AUM
$575M
Discretionary
$575M
Employees
--
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MANDEL, ILAN, ZEV | I | CFO | NA | |
| MANDEL, ILAN, ZEV | I | CFO | NA | |
| MANDEL, ILAN, ZEV | I | CFO | NA | |
| NEIDERFER, STEPHANIE, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| NEIDERFER, STEPHANIE, ELLEN | I | CCO | NA | |
| NEIDERFER, STEPHANIE, ELLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUGGAN, THOMAS, KENNEDY | I | MANAGING PRINCIPAL | C | Control |
| DUGGAN, THOMAS, KENNEDY | I | MANAGING PRINCIPAL | C | Control |
| DUGGAN, THOMAS, KENNEDY | I | MANAGING PRINCIPAL | C | Control |
| MACKEY, CHRISTOPHER, MICHAEL | I | MANAGING PRINCIPAL | C | Control |
| MACKEY, CHRISTOPHER, MICHAEL | I | MANAGING PRINCIPAL | C | Control |
| MACKEY, CHRISTOPHER, MICHAEL | I | MANAGING PRINCIPAL | C | Control |
| ROSENKRANZ, JEFFREY, ADAM | I | PRINCIPAL | B | Control |
| ROSENKRANZ, JEFFREY, ADAM | I | PRINCIPAL | B | Control |
| ROSENKRANZ, JEFFREY, ADAM | I | PRINCIPAL | B | Control |
| STEIN, JEFFREY, SCOTT | I | PRINCIPAL | B | Control |
| STEIN, JEFFREY, SCOTT | I | PRINCIPAL | B | Control |
| STEIN, JEFFREY, SCOTT | I | PRINCIPAL | B | Control |
Registrations
Federal
IA
Dec 16, 2005 REGISTERED
Notice Filings (2)
CT NY
Address
680 FIFTH AVENUE22ND FLOOR
NEW YORK, NY 10019
USA
Phone: 212-204-8600