SMH GROUP INVESTMENT ADVISORS INC.
CRD #138929 SEC #801-65897 HOUSTON, TX 713-224-3100
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 3, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, THOMAS, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALL, GEORGE, LESTER | I | DIRECTOR | NA | |
| BERRY, RICKY, LANE | I | CHIEF FINANCIAL OFFICER | NA | |
| CONLON, JOHN, ANTHONY | I | PRESIDENT OF SMH ASSET MANAGEMENT DIVISION | NA | |
| GARRISON, ROBERT, EDWARD | I | DIRECTOR & PRESIDENT | NA | |
| KISSINGER, WILLIAM, IRVIN | I | PRESIDENT KISSINGER FINANCIAL DIVISION | NA | |
| MCMAKEN, BRUCE, ROBERT | I | VICE PRESIDENT | NA | |
| SANDERS MORRIS HARRIS GROUP INC. | DE | PARENT COMPANY/SHAREHOLDER | E | Control |
Registrations
Federal
IA
Jan 3, 2006 REGISTERED
Notice Filings (1)
TX
Address
600 TRAVIS, SUITE 3100HOUSTON, TX 77002
USA
Phone: 713-224-3100