ENVESTNET CAPITAL, L.L.C.
CRD #138966 SEC #801-65414 CHICAGO, IL 312-827-2800
SEC Registered
Total AUM
$752.4M
Discretionary
$752.4M
Employees
10
Clients
--
Accounts
3,686
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Dec 14, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVIN, GEORGE, LUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALVIN, GEORGE, LUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALVIN, GEORGE, LUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALVIN, GEORGE, LUIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FRERICHS, DONALD, KENT | I | MANAGING DIRECTOR | NA | Control |
| FRERICHS, DONALD, KENT | I | MANAGING DIRECTOR | NA | Control |
| FRERICHS, DONALD, KENT | I | MANAGING DIRECTOR | NA | Control |
| FRERICHS, DONALD, KENT | I | MANAGING DIRECTOR | NA | Control |
| SEIER, DALE, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| SEIER, DALE, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| SEIER, DALE, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| SEIER, DALE, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| STARR, SHELLY, ANN | I | MANAGING DIRECTOR | NA | Control |
| STARR, SHELLY, ANN | I | MANAGING DIRECTOR | NA | Control |
| STARR, SHELLY, ANN | I | MANAGING DIRECTOR | NA | Control |
| STARR, SHELLY, ANN | I | MANAGING DIRECTOR | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | PRESIDENT | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | PRESIDENT | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | PRESIDENT | NA | Control |
| THOMAS, BRANDON, ROCKWELL | I | PRESIDENT | NA | Control |
| ENVESTNET ASSET MANAGEMENT GROUP, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET ASSET MANAGEMENT GROUP, INC. | DE | SHAREHOLDER | E | Control |
| ENVESTNET ASSET MANAGEMENT GROUP, INC. | DE | SHAREHOLDER | E | Control |
| THE ENVESTNET GROUP, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRP II, L.P. | DE | ENVESTNET ASSET MANAGEMENT GROUP, INC. | C | Control |
| GRP II, L.P. | DE | ENVESTNET ASSET MANAGEMENT GROUP, INC. | C | Control |
| GRP II, L.P. | DE | ENVESTNET ASSET MANAGEMENT GROUP, INC. | C | Control |
Registrations
Federal
IA
Dec 14, 2005 REGISTERED
Address
35 EAST WACKER DRIVESUITE 1600
CHICAGO, IL 60601
USA
Phone: 312-827-2800