THOMAS LLOYD-BUTLER CAPITAL MANAGEMENT
Legal name: THOMAS LLOYD BUTLER
CRD #138996 SEC #801-68656 SAN FRANCISCO, CA 415-248-5200
SEC Registered
Total AUM
$82.1M
Discretionary
$82.1M
Employees
10
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 5, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LLOYDBUTLER, THOMAS, ORENA | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| LLOYDBUTLER, THOMAS, ORENA | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| LLOYDBUTLER, THOMAS, ORENA | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| LLOYDBUTLER, THOMAS, ORENA | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | E | Control |
| TLB HOLDINGS, LLC | DE | OWNER | E | |
| TLB HOLDINGS, LLC | DE | OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LLOYDBUTLER, THOMAS, ORENA | I | TLB HOLDINGS, LLC | E | Control |
| LLOYDBUTLER, THOMAS, ORENA | I | TLB HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Jan 5, 2006 REGISTERED
Notice Filings (1)
CA
Address
40 HOTALING PLACE3RD FLOOR
SAN FRANCISCO, CA 94111
USA
Phone: 415-248-5200