TRADEX GLOBAL ADVISORS, LLC
CRD #139000 SEC #801-65832 GREENWICH, CT 203-863-1500
SEC Registered Private Funds
Total AUM
$139M
Discretionary
$139M
Employees
6
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TRAVIA, RICHARD, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRAVIA, RICHARD, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRAVIA, RICHARD, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRAVIA, RICHARD, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| TRAVIA, RICHARD, CRAIG | I | CHIEF COMPLIANCE OFFICER | NA | |
| BEATTIE, MICHAEL, W. | I | MEMBER | D | Control |
| BEATTIE, MICHAEL | I | COMPLIANCE OFFICER | C | Control |
| BEATTIE, MICHAEL | I | COMPLIANCE OFFICER | C | Control |
| BEATTIE, MICHAEL, W. | I | MEMBER | C | Control |
| BEATTIE, MICHAEL, W. | I | MEMBER | C | Control |
| BEATTIE, MICHAEL, W. | I | MEMBER | C | Control |
| BEATTIE, MICHAEL, W. | I | MEMBER | C | Control |
| BEATTIE, MICHAEL, W. | I | MEMBER | C | Control |
| BEATTIE, MICHAEL, W. | I | MEMBER | C | Control |
| BEATTIE, MICHAEL, WALLACE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TRAVIA, RICHARD, CRAIG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TRAVIA, RICHARD, CRAIG | I | CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
| GELLOS, PHIL | I | MEMBER | B | |
| GELLOS, PHIL | I | MEMBER | B | |
| GELLOS, PHILIP, MARK | I | MEMBER | B | |
| GELLOS, PHILIP, MARK | I | MEMBER | B | |
| GELLOS, PHILIP, MARK | I | MEMBER | B | |
| GELLOS, PHILIP, MARK | I | MEMBER | B | |
| GELLOS, PHILIP, MARK | I | MEMBER | B | |
| GELLOS, PHILIP, MARK | I | MEMBER | B | |
| SCHLAPFER, RONALD, MAX | I | MEMBER | B | Control |
| SCHLAPFER, RONALD, MAX | I | MEMBER | B | Control |
| SCHLAPFER, RONALD, MAX | I | MEMBER | B | Control |
| SCHLAPFER, RONALD, MAX | I | MEMBER | B | Control |
| SCHLAPFER, RONALD, MAX | I | MEMBER | B | Control |
| SCHLAPFER, RONALD, MAX | I | MEMBER | B | Control |
| SCHLAPFER, RONY | I | MEMBER | B | Control |
| SCHLAPFER, RONY | I | MEMBER | B | Control |
Registrations
Federal
IA
Jan 13, 2012 REGISTERED
Notice Filings (2)
CT NY
Address
35 MASON STREET4TH FLOOR
GREENWICH, CT 06830
United States
Phone: 203-863-1500