RETIREMENT CAPITAL STRATEGIES, INC.
CRD #139009 SEC #801-70918 SAN JOSE, CA 408-551-6100
SEC Registered Disclosures
Total AUM
$295.5M
Discretionary
$295.5M
Employees
6
Clients
51
Accounts
655
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRIS, PAMELA, DANELLE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | DIRECTOR | NA | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | NA | |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER/SECRETARY & TREASURER | NA | |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VASQUEZ, THERESA, LUCIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VAUGHAN, THOMAS, EARL | I | CEO & PRESIDENT | NA | Control |
| VAUGHAN, THOMAS, EARL | I | CEO & PRESIDENT | NA | Control |
| VAUGHAN, THOMAS, EARL | I | CEO & PRESIDENT | NA | Control |
| VAUGHAN, THOMAS, EARL | I | CEO & PRESIDENT | NA | Control |
| VAUGHAN, THOMAS, EARL | I | CEO & PRESIDENT | NA | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | E | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | E | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | E | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | E | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | E | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | D | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | D | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | D | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | D | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | D | Control |
| VAUGHAN, THOMAS, EARL | I | CEO/PRESIDENT | D | Control |
| HILL FAMILY TRUST | DE | TRUST | C | Control |
| HILL FAMILY TRUST | DE | TRUST | C | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | C | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | C | Control |
| NERI, CAMILLA, ELIZABETH | I | VICE PRESIDENT | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | C | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | C | Control |
| VAUGHAN 2006 LIVING TRUST | DE | TRUST | C | |
| VAUGHAN 2006 LIVING TRUST | DE | TRUST | C | |
| VAUGHAN 2006 LIVING TRUST | DE | TRUST | C | |
| VAUGHAN 2006 LIVING TRUST | DE | TRUST | C | |
| VAUGHAN 2006 LIVING TRUST | DE | TRUST | C | |
| 2004 PHILIPP LIVING TRUST | DE | TRUST | B | |
| 2004 PHILIPP LIVING TRUST | DE | TRUST | B | |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER/SECRETARY & TREASURER | B | |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, SECRETARY & TREASURER | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER, SECRETARY & TREASURER | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER/SECRETARY & TREASURER | B | |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER/SECRETARY & TREASURER | B | |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY & TREASURER | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CEO & PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| PHILIPP, MICHAEL, ROBERT | I | SECRETARY, TREASURER & VICE PRESIDENT | B | Control |
| VAUGHAN, THOMAS, EARL | I | DIRECTOR | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HILL, FORREST, EVERETT JOSEPH | I | HILL FAMILY TRUST | D | Control |
| HILL, FORREST, EVERETT JOSEPH | I | HILL FAMILY TRUST | D | Control |
| NERI, CAMILLA, ELIZABETH | I | HILL FAMILY TRUST | D | Control |
| NERI, CAMILLA, ELIZABETH | I | HILL FAMILY TRUST | D | Control |
| PHILIPP, MICHAEL, ROBERT | I | 2004 PHILIPP LIVING TRUST | D | Control |
| PHILIPP, MICHAEL, ROBERT | I | 2004 PHILIPP LIVING TRUST | D | Control |
| PHILIPP, VIVIAN | I | 2004 PHILIPP LIVING TRUST | D | Control |
| PHILIPP, VIVIAN | I | 2004 PHILIPP LIVING TRUST | D | Control |
| VAUGHAN, ALLISON | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, ALLISON | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, ALLISON | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, ALLISON | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, ALLISON | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, THOMAS, EARL | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, THOMAS, EARL | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, THOMAS, EARL | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, THOMAS, EARL | I | VAUGHAN 2006 LIVING TRUST | D | Control |
| VAUGHAN, THOMAS, EARL | I | VAUGHAN 2006 LIVING TRUST | D | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (6)
CA CO NH OR TX WA
Address
1190 SARATOGA AVE., SUITE 140SAN JOSE, CA 95129
United States
Phone: 408-551-6100