KINETICS ADVISERS, LLC
CRD #139011 SEC #801-65612 NEW YORK, NY 646-291-2300
SEC Registered Private Funds
Total AUM
$76.7M
Discretionary
$76.7M
Employees
83
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| ABEL, BRUCE, PAUL | I | DIRECTOR AND SECRETARY | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT AND ELECTED MANAGER | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT AND ELECTED MANAGER | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT AND ELECTED MANAGER | NA | Control |
| BREGMAN, STEVEN | I | PRESIDENT AND ELECTED MANAGER | NA | Control |
| DOYLE, JAMES, GANNON | I | DIRECTOR/OF COUNSEL | NA | Control |
| DOYLE, JAMES, GANNON | I | DIRECTOR/OF COUNSEL | NA | Control |
| DOYLE, JAMES, GANNON | I | DIRECTOR/CHIEF COUNSEL | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | CHAIRMAN | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | SHAREHOLDER | NA | |
| DOYLE, LAWRENCE, PATRICK | I | CHAIRMAN | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | CHAIRMAN | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, LAWRENCE, PATRICK | I | ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| DOYLE, PETER, BRENDAN | I | MANAGING DIRECTOR AND ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| EWING, THOMAS, CRIMMINS | I | ELECTED MANAGER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ANDREW, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIMALDI, RUSSELL, WAYNE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| GRIMALDI, RUSSELL, WAYNE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| GRIMALDI, RUSSELL, WAYNE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| GRIMALDI, RUSSELL, WAYNE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| KESSLEN, JAY, HARRIS | I | GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KRAMER, JOHN, DOUGLAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | NA | Control |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | NA | Control |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | NA | Control |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | NA | Control |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | NA | Control |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| POLYAKOV, LEONID | I | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| ROSS, HUGH, MICHAEL | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULMAN, ROBIN, JAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | NA | Control |
| STAHL, MURRAY | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER | NA | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| HORIZON KINETICS LLC | DE | OWNER | E | Control |
| DOYLE, LAWRENCE, PATRICK | I | CHAIRMAN | B | |
| DOYLE, LAWRENCE, PATRICK | I | CHAIRMAN | B | |
| DOYLE, LAWRENCE, PATRICK | I | CHAIRMAN | B | |
| DOYLE, LAWRENCE, PATRICK | I | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| KAREN & LARRY DOYLE IRREVOCABLE TRUST | DE | SHAREHOLDER | B | |
| LEONID POLYAKOV REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| LEONID POLYAKOV REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| LEONID POLYAKOV REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| LEONID POLYAKOV REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| LEONID POLYAKOV REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| LEONID POLYAKOV REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| LEONID POLYAKOV REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| POLYAKOV, LEONID | I | DIRECTOR & CFO | B | Control |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| CONWAY, SUSAN, CATHERINE | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| COSTA, FRANK | I | SHAREHOLDER | A | |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| DOYLE, PETER, BRENDAN | I | PRESIDENT, CEO, DIR.& CHIEF INVESTMENT STRATEGIST | A | Control |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| FRMO, INC. | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| KAREN DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A | |
| LAWRENCE DOYLE TRUST | DE | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| BREGMAN, STEVEN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, LAWRENCE, PATRICK | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| DOYLE, PETER, BRENDAN | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| EWING, THOMAS, CRIMMINS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KESSLEN, JAY, HARRIS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| KRAMER, JOHN, DOUGLAS | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| POLYAKOV, LEONID | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| ROSS, HUGH, MICHAEL | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| STAHL, MURRAY | I | HORIZON KINETICS LLC | F | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| HORIZON COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
| KINETICS COMMON INC | DE | HORIZON KINETICS LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (3)
CT DE NY
Address
470 PARK AVENUE SOUTH4TH FLOOR SOUTH
NEW YORK, NY 10016
United States
Phone: 646-291-2300