TRILOGY CAPITAL MANAGEMENT, LLC
CRD #139013 SEC #801-65694 NEW YORK, NY 203-971-3405
SEC Registered Private Funds
Total AUM
$149.6M
Discretionary
$149.6M
Employees
2
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 21, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARROLL, KENNETH, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| COWIN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COWIN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COWIN, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GARBER, JEREMY | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GARBER, JEREMY | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GARBER, JEREMY | I | CHIEF OPERATING OFFICER | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| GREENBERG, PAUL, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| GREENBERG, PAUL, STEVEN | I | PRINCIPAL | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| KUPFERBERG, BARRY, DAVID | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR OF RESEARCH | NA | Control |
| MASTRI, ANTHONY, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MASTRI, ANTHONY, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MASTRI, ANTHONY, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MASTRI, ANTHONY, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MASTRI, ANTHONY, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MASTRI, ANTHONY, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MASTRI, ANTHONY, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| PENNINGTON, CAREN, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PENNINGTON, CAREN, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PENNINGTON, CAREN, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PENNINGTON, CAREN, NELSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WAGNER, LEON, MARK | I | PRESIDENT | NA | Control |
| WAGNER, LEON, MARK | I | PRESIDENT | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ZECHER, CLARE, HUTTON KELLY | I | CFO | NA | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER | E | Control |
| ROSENSTEIN, JONATHAN, DAVID | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| LWPARTNERS, LP | DE | NON-MANAGING MEMBER | C | Control |
| LWPARTNERS, LP | DE | NON-MANAGING MEMBER | C | Control |
| WAGNER, LEON, MARK | I | PRESIDENT | B | Control |
| WAGNER, LEON, MARK | I | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WAGNER, LEON, MARK | I | LWPARTNERS, LP | E | Control |
| WAGNER, LEON, MARK | I | LWPARTNERS, LP | E | Control |
Registrations
Federal
IA
Oct 21, 2019 REGISTERED
Notice Filings (2)
CT NY
Address
40 E 66TH STREETSUITE 2C
NEW YORK, NY 10065
United States
Phone: 203-971-3405